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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 52 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1021 BUFB INNOVATOR ETFS TRUST 92,128.0 $3.4M 0.01% NEW $36.63 +6.1%
1022 MKL MARKEL GROUP INC Financial Services 1,567.0 $3.4M 0.01% NEW $2150.34 -13.8%
1023 JBL JABIL INC Technology 14,729.0 $3.4M 0.01% NEW $228.03 +56.3%
1024 PAA PLAINS ALL AMERN PIPELINE L Energy 186,644.0 $3.4M 0.01% NEW $17.96 +31.8%
1025 SIVR ABRDN SILVER ETF TRUST Financial Services 49,483.0 $3.3M 0.01% NEW $67.64 +7.9%
1026 STT STATE STR CORP Financial Services 25,882.0 $3.3M 0.01% NEW $129.02 +19.4%
1027 NTRA NATERA INC Healthcare 14,551.0 $3.3M 0.01% NEW $229.10 -11.1%
1028 REMX VANECK ETF TRUST 44,837.0 $3.3M 0.01% NEW $73.92 +29.5%
1029 FLR FLUOR CORP NEW Industrials 83,526.0 $3.3M 0.01% NEW $39.63 +12.5%
1030 LII LENNOX INTL INC Industrials 6,811.0 $3.3M 0.01% NEW $485.58 -1.0%
1031 NEBIUS GROUP N.V. 39,474.0 $3.3M 0.01% NEW $83.70
1032 FCAL FIRST TR EXCH TRADED FD III 66,971.0 $3.3M 0.01% NEW $49.31 -0.9%
1033 MAIN MAIN STR CAP CORP Financial Services 54,577.0 $3.3M 0.01% NEW $60.39 -15.5%
1034 ESN NORTHERN LTS FD TR II 191,993.0 $3.3M 0.01% NEW $17.16 +13.6%
1035 FJUN FIRST TR EXCHNG TRADED FD VI 57,711.0 $3.3M 0.01% NEW $57.06 +4.5%
1036 ALLY ALLY FINL INC Financial Services 72,685.0 $3.3M 0.01% NEW $45.29 -5.6%
1037 LUV SOUTHWEST AIRLS CO Industrials 79,357.0 $3.3M 0.01% NEW $41.33 -1.3%
1038 BGIG ETF SER SOLUTIONS 101,257.0 $3.3M 0.01% NEW $32.36 +8.8%
1039 HSBC HSBC HLDGS PLC Financial Services 41,456.0 $3.3M 0.01% NEW $78.67 +17.0%
1040 REGL PROSHARES TR 38,559.0 $3.2M 0.01% NEW $84.22 +5.0%
Page 52 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%