Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439

13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited

Page 3 of 14 · 271 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
41	BSCU	INVESCO EXCH TRD SLF IDX FD	—	6,481.0	$108K	—	NEW	—	$16.72	-3.1%
42	BSCW	INVESCO EXCH TRD SLF IDX FD	—	5,235.0	$108K	—	NEW	—	$20.59	-4.4%
43	GCC	WISDOMTREE TR	—	4,473.0	$107K	—	NEW	—	$23.94	+10.9%
44	OMEX	ODYSSEY MARINE EXPL INC	Industrials	123,749.0	$103K	—	NEW	—	$0.83	-18.5%
45	—	EXCHANGE LISTED FDS TR	—	2,097.0	$97K	—	NEW	—	$46.43	—
46	MYCF	SSGA ACTIVE TR	—	3,855.0	$97K	—	NEW	—	$25.05	-0.3%
47	INDV	INDIVIOR PHARMACEUTICALS INC	Healthcare	3,096.0	$94K	—	NEW	—	$30.48	+17.0%
48	LSGR	NATIXIS ETF TRUST II	—	2,000.0	$79K	—	NEW	—	$39.39	+15.3%
49	NEXT	NEXTDECADE CORP	Energy	10,256.0	$79K	—	NEW	—	$7.66	-18.5%
50	—	QIAGEN NV	—	1,849.0	$74K	—	NEW	—	$40.05	—
51	BSCX	INVESCO EXCH TRD SLF IDX FD	—	3,411.0	$72K	—	NEW	—	$21.15	-4.9%
52	PNI	PIMCO NEW YORK MUN FD II	Financial Services	10,427.0	$71K	—	NEW	—	$6.85	-9.3%
53	JPLD	J P MORGAN EXCHANGE TRADED F	—	1,338.0	$70K	—	NEW	—	$52.19	-1.6%
54	—	HYCROFT MINING HOLDING CORP	—	1,976.0	$70K	—	NEW	—	$35.20	—
55	FMNB	FARMERS NATIONAL BANC CORP	Financial Services	5,200.0	$68K	—	NEW	—	$13.16	+17.2%
56	GLOF	ISHARES TR	—	1,306.0	$68K	—	NEW	—	$52.12	+17.3%
57	XEMD	BONDBLOXX ETF TRUST	—	1,444.0	$63K	—	NEW	—	$43.95	-2.7%
58	SJB	PROSHARES TR	—	4,066.0	$63K	—	NEW	—	$15.50	-0.3%
59	SUNC	SUNOCOCORP LLC	Energy	964.0	$59K	—	NEW	—	$61.65	+23.1%
60	DCRE	DOUBLELINE ETF TRUST	—	1,130.0	$59K	—	NEW	—	$51.96	-2.3%

Page 3 of 14 · 271 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 27.6%

Financial Services 21.2%

Industrials 9.6%

Healthcare 8.9%

Consumer Cyclical 8.6%

Communication Services 7.3%

Energy 5.6%

Consumer Defensive 4.3%

Utilities 3.2%

Real Estate 2.1%