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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 230 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4581 GO GROCERY OUTLET HLDG CORP Consumer Defensive 24.0 $242.0 NEW $10.08 -18.9%
4582 STRATA CRITICAL MEDICAL INC 50.0 $241.0 NEW $4.82
4583 SPFI SOUTH PLAINS FINANCIAL INC Financial Services 6.0 $233.0 NEW $38.83 +4.2%
4584 QUANTUM BIOPHARMA LTD 30.0 $219.0 NEW $7.30
4585 CMB.TECH NV 22.0 $212.0 NEW $9.64
4586 ZTO ZTO EXPRESS CAYMAN INC Industrials 10.0 $209.0 NEW $20.90 +12.8%
4587 SCHL SCHOLASTIC CORP Communication Services 7.0 $207.0 NEW $29.57 +35.9%
4588 PSQH PSQ HOLDINGS INC Technology 200.0 $206.0 NEW $1.03 -44.8%
4589 INSEEGO CORP 20.0 $205.0 NEW $10.25
4590 TCRX TSCAN THERAPEUTICS INC Healthcare 200.0 $200.0 NEW $1.00 -3.7%
4591 AOSL ALPHA & OMEGA SEMICONDUCTOR Technology 10.0 $198.0 NEW $19.80 +98.1%
4592 HYPR HYPERFINE INC Healthcare 200.0 $196.0 NEW $0.98 +44.0%
4593 INAB IN8BIO INC Healthcare 83.0 $194.0 NEW $2.34 -38.2%
4594 OPENDOOR TECHNOLOGIES INC 473.0 $189.0 NEW $0.40
4595 SUZ SUZANO S A Basic Materials 20.0 $187.0 NEW $9.35 -12.1%
4596 SRFM SURF AIR MOBILITY INC Industrials 93.0 $180.0 NEW $1.94 -41.6%
4597 SEQUANS COMMUNICATIONS S A 40.0 $180.0 NEW $4.50
4598 VIPS VIPSHOP HLDGS LTD Consumer Cyclical 10.0 $177.0 NEW $17.70 -20.5%
4599 CMP COMPASS MINERALS INTL INC Basic Materials 9.0 $177.0 NEW $19.67 +44.6%
4600 HTFL HEARTFLOW INC Healthcare 6.0 $175.0 NEW $29.17 -11.3%
Page 230 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%