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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 223 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4441 THFF FIRST FINANCIAL CORPORATION Financial Services 18.0 $1K NEW $60.44 +10.0%
4442 HDSN HUDSON TECHNOLOGIES INC Basic Materials 158.0 $1K NEW $6.85 -27.3%
4443 ZIP ZIPRECRUITER INC Industrials 277.0 $1K NEW $3.90 -15.1%
4444 SIGA SIGA TECHNOLOGIES INC Healthcare 174.0 $1K NEW $6.11 -29.0%
4445 DOMO DOMO INC Technology 126.0 $1K NEW $8.44 -56.4%
4446 CMTG CLAROS MTG TR INC Real Estate 344.0 $1K NEW $3.06 -32.5%
4447 INHIBRX BIOSCIENCES INC 13.0 $1K NEW $79.00
4448 PGC PEAPACK-GLADSTONE FINL CORP Financial Services 36.0 $1K NEW $27.86 +52.3%
4449 BOC BOSTON OMAHA CORP Communication Services 80.0 $990.0 NEW $12.38 -0.4%
4450 GEMD GOLDMAN SACHS ETF TR 23.0 $976.0 NEW $42.43 -2.2%
4451 FINV FINVOLUTION GROUP Financial Services 185.0 $968.0 NEW $5.23 -5.7%
4452 ASTE ASTEC INDS INC Industrials 22.0 $953.0 NEW $43.32 +9.0%
4453 PBYI PUMA BIOTECHNOLOGY INC Healthcare 159.0 $946.0 NEW $5.95 +14.5%
4454 CAI CARIS LIFE SCIENCES INC Healthcare 35.0 $944.0 NEW $26.97 -44.9%
4455 FFIC FLUSHING FINL CORP Financial Services 62.0 $941.0 NEW $15.18 +3.3%
4456 INBK FIRST INTERNET BANCORP Financial Services 45.0 $939.0 NEW $20.87 +13.3%
4457 JANX JANUX THERAPEUTICS INC Healthcare 68.0 $938.0 NEW $13.79 -1.4%
4458 KELYA KELLY SVCS INC Industrials 106.0 $933.0 NEW $8.80 +10.4%
4459 FNLC FIRST BANCORP INC ME Financial Services 35.0 $925.0 NEW $26.43 +6.8%
4460 TG TREDEGAR CORP Industrials 128.0 $919.0 NEW $7.18 +1.2%
Page 223 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%