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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 222 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4421 SGMO SANGAMO THERAPEUTICS INC Healthcare 2,900.0 $1K NEW $0.42 -71.4%
4422 AMR ALPHA METALLURGICAL RESOUR I Energy 6.0 $1K NEW $199.83 -11.6%
4423 HLX HELIX ENERGY SOLUTIONS GRP I Energy 191.0 $1K NEW $6.27 +64.5%
4424 AAT AMERICAN ASSETS TR INC Real Estate 63.0 $1K NEW $18.94 +11.6%
4425 ARAY ACCURAY INC Healthcare 1,446.0 $1K NEW $0.82 -65.1%
4426 LXU LSB INDS INC Basic Materials 140.0 $1K NEW $8.50 +63.2%
4427 JOE ST JOE CO Real Estate 20.0 $1K NEW $59.35 +6.5%
4428 SKYT SKYWATER TECHNOLOGY INC Technology 65.0 $1K NEW $18.15 +88.4%
4429 PALISADE BIO INC 500.0 $1K NEW $2.35
4430 THRY THRYV HLDGS INC Communication Services 194.0 $1K NEW $6.05 -41.6%
4431 NXDR NEXTDOOR HOLDINGS INC Communication Services 559.0 $1K NEW $2.10 -3.1%
4432 YALA YALLA GROUP LTD Technology 169.0 $1K NEW $6.94 -8.7%
4433 UWM HOLDINGS CORPORATION 721,740.0 $1K NEW $0.00
4434 DEEP ETF SER SOLUTIONS 32.0 $1K NEW $35.81 +8.0%
4435 QFIN QFIN HOLDINGS INC Financial Services 59.0 $1K NEW $19.27 -33.4%
4436 MNKD MANNKIND CORP Healthcare 200.0 $1K NEW $5.67 -47.6%
4437 UVV UNIVERSAL CORP VA Consumer Defensive 21.0 $1K NEW $52.76 +3.6%
4438 TAL TAL EDUCATION GROUP Consumer Defensive 101.0 $1K NEW $10.95 -4.0%
4439 SENEA SENECA FOODS CORP NEW Consumer Defensive 10.0 $1K NEW $110.60 +30.5%
4440 KODIAK AI INC. 100.0 $1K NEW $10.92
Page 222 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%