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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 220 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4381 SIX FLAGS ENTERTAINMENT CORP 98.0 $2K NEW $15.34
4382 ENIC ENEL CHILE S.A. Utilities 369.0 $1K NEW $4.02 +4.1%
4383 NBR NABORS INDUSTRIES LTD Energy 27.0 $1K NEW $54.30 +103.8%
4384 TMP TOMPKINS FINL CORP Financial Services 20.0 $1K NEW $72.50 +16.1%
4385 GABC GERMAN AMERN BANCORP INC Financial Services 37.0 $1K NEW $39.19 +8.5%
4386 POWERBANK CORP 800.0 $1K NEW $1.81
4387 CCNE CNB FINL CORP PA Financial Services 55.0 $1K NEW $26.16 +14.3%
4388 MVO MV OIL TR Energy 1,156.0 $1K NEW $1.24 +62.0%
4389 ZEVRA THERAPEUTICS INC 159.0 $1K NEW $8.96
4390 PSTL POSTAL REALTY TRUST INC Real Estate 88.0 $1K NEW $16.14 +44.0%
4391 IMXI INTERNATIONAL MNY EXPRESS IN Technology 92.0 $1K NEW $15.36 -0.1%
4392 CYH COMMUNITY HEALTH SYS INC NEW Healthcare 452.0 $1K NEW $3.12 -10.2%
4393 NOTV INOTIV INC Healthcare 2,500.0 $1K NEW $0.56 -53.6%
4394 RENT THE RUNWAY INC 177.0 $1K NEW $7.91
4395 GOGO GOGO INC Communication Services 297.0 $1K NEW $4.66 -13.9%
4396 RPD RAPID7 INC Technology 91.0 $1K NEW $15.20 -55.7%
4397 SIBN SI-BONE INC Healthcare 70.0 $1K NEW $19.71 -25.1%
4398 SSTK SHUTTERSTOCK INC Communication Services 72.0 $1K NEW $19.12 -12.6%
4399 EGY VAALCO ENERGY INC Energy 377.0 $1K NEW $3.64 +66.5%
4400 PNTG PENNANT GROUP INC Healthcare 48.0 $1K NEW $28.15 +25.6%
Page 220 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%