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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 214 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4261 IMMUNITYBIO INC 1,290.0 $3K NEW $1.98
4262 FULC FULCRUM THERAPEUTICS INC Healthcare 224.0 $3K NEW $11.31 -46.1%
4263 SAPIENS INTL CORP N V 58.0 $3K NEW $43.45
4264 EFR EATON VANCE SR FLTNG RTE TR Financial Services 225.0 $3K NEW $11.14 -6.6%
4265 BMEA BIOMEA FUSION INC Healthcare 2,000.0 $2K NEW $1.24 -1.6%
4266 AIRO AIRO GROUP HLDGS INC Industrials 300.0 $2K NEW $8.18 -28.5%
4267 RNGR RANGER ENERGY SVCS INC Energy 175.0 $2K NEW $13.98 +20.4%
4268 ERAS ERASCA INC Healthcare 656.0 $2K NEW $3.72 +176.1%
4269 MCW MISTER CAR WASH INC Consumer Cyclical 434.0 $2K NEW $5.56 +27.7%
4270 EBS EMERGENT BIOSOLUTIONS INC Healthcare 195.0 $2K NEW $12.36 -34.2%
4271 DEEF DBX ETF TR 66.0 $2K NEW $36.24 +8.3%
4272 EWI ISHARES INC 44.0 $2K NEW $54.34 +5.6%
4273 GUT GABELLI UTIL TR Financial Services 395.0 $2K NEW $6.03 +2.1%
4274 CAPE DOUBLELINE ETF TRUST 73.0 $2K NEW $32.58 -0.6%
4275 PRAA PRA GROUP INC Financial Services 134.0 $2K NEW $17.69 -16.0%
4276 QUIK QUICKLOGIC CORP Technology 390.0 $2K NEW $6.01 +207.1%
4277 CTA SIMPLIFY EXCHANGE TRADED FUN 86.0 $2K NEW $27.26 +18.7%
4278 TDS TELEPHONE & DATA SYS INC Communication Services 57.0 $2K NEW $41.12 +0.7%
4279 UPBOUND GROUP INC 133.0 $2K NEW $17.57
4280 PACB PACIFIC BIOSCIENCES CALIF IN Healthcare 1,246.0 $2K NEW $1.87 -38.5%
Page 214 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%