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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 212 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4221 AKBA AKEBIA THERAPEUTICS INC Healthcare 1,871.0 $3K NEW $1.61 -43.2%
4222 ALNT ALLIENT INC Technology 56.0 $3K NEW $53.75 +15.9%
4223 SENS SENSEONICS HLDGS INC Healthcare 540.0 $3K NEW $5.52 +0.1%
4224 AMPX AMPRIUS TECHNOLOGIES INC Industrials 376.0 $3K NEW $7.89 +91.6%
4225 CRAK VANECK ETF TRUST 79.0 $3K NEW $37.51 +32.4%
4226 ATOSSA THERAPEUTICS INC 5,000.0 $3K NEW $0.59
4227 METALLUS INC 169.0 $3K NEW $17.16
4228 INVZ INNOVIZ TECHNOLOGIES LTD Consumer Cyclical 3,399.0 $3K NEW $0.85 -19.4%
4229 SHC SOTERA HEALTH CO Healthcare 164.0 $3K NEW $17.64 -13.7%
4230 LITHIUM ARGENTINA AG 518.0 $3K NEW $5.58
4231 EVER EVERQUOTE INC Communication Services 107.0 $3K NEW $27.00 -32.7%
4232 UNCY UNICYCIVE THERAPEUTICS INC Healthcare 500.0 $3K NEW $5.77 +32.8%
4233 AQN ALGONQUIN PWR UTILS CORP Utilities 467.0 $3K NEW $6.15 -5.8%
4234 GENERATION BIO CO 500.0 $3K NEW $5.68
4235 CTRN CITI TRENDS INC Consumer Cyclical 68.0 $3K NEW $41.56 -10.5%
4236 CCSI CONSENSUS CLOUD SOLUTIONS IN Technology 128.0 $3K NEW $21.82 +25.4%
4237 CHGG CHEGG INC Consumer Defensive 3,000.0 $3K NEW $0.93 +17.7%
4238 SPH SUBURBAN PROPANE PARTNERS L Utilities 150.0 $3K NEW $18.54 +9.3%
4239 GOOD GLADSTONE COMMERCIAL CORP Real Estate 260.0 $3K NEW $10.67 +16.7%
4240 XSHQ INVESCO EXCH TRADED FD TR II 65.0 $3K NEW $42.32 +5.3%
Page 212 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%