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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 211 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4201 PCYO PURE CYCLE CORP Utilities 289.0 $3K NEW $10.99 -5.1%
4202 AMLX AMYLYX PHARMACEUTICALS INC Healthcare 261.0 $3K NEW $12.08 +8.0%
4203 ANAB ANAPTYSBIO INC Healthcare 65.0 $3K NEW $48.48 +25.2%
4204 CARS CARS COM INC Consumer Cyclical 258.0 $3K NEW $12.20 -21.4%
4205 ACIU AC IMMUNE SA Healthcare 1,000.0 $3K NEW $3.14 -9.6%
4206 MXL MAXLINEAR INC Technology 180.0 $3K NEW $17.43 +449.3%
4207 STOK STOKE THERAPEUTICS INC Healthcare 98.0 $3K NEW $31.74 -5.4%
4208 GDLC GRAYSCALE COINDESK CRYPTO Financial Services 75.0 $3K NEW $41.32 -16.7%
4209 AVO MISSION PRODUCE INC Consumer Defensive 267.0 $3K NEW $11.60 +6.4%
4210 EQBK EQUITY BANCSHARES INC Financial Services 69.0 $3K NEW $44.65 +0.6%
4211 DCTH DELCATH SYS INC Healthcare 305.0 $3K NEW $10.10 +7.4%
4212 HIO WESTERN ASSET HIGH INCOME OP Financial Services 830.0 $3K NEW $3.71 -2.7%
4213 ALX ALEXANDERS INC Real Estate 14.0 $3K NEW $217.93 +8.7%
4214 DBND DOUBLELINE ETF TRUST 65.0 $3K NEW $46.72 -3.5%
4215 PTRN PATTERN GROUP INC Technology 263.0 $3K NEW $11.54 +47.7%
4216 BITFARMS LTD 1,290.0 $3K NEW $2.35
4217 NIU NIU TECHNOLOGIES Consumer Cyclical 1,000.0 $3K NEW $3.03 -17.5%
4218 SVC SERVICE PPTYS TR Real Estate 1,646.0 $3K NEW $1.84 -10.3%
4219 COHU COHU INC Technology 130.0 $3K NEW $23.27 +89.3%
4220 AADR ADVISORSHARES TR 35.0 $3K NEW $86.37 -2.2%
Page 211 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%