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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 207 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4121 NOA NORTH AMERN CONSTR GROUP LTD Energy 300.0 $4K NEW $14.37 +1.9%
4122 ADUS ADDUS HOMECARE CORP Healthcare 40.0 $4K NEW $107.40 -13.2%
4123 GRFS GRIFOLS S A Healthcare 457.0 $4K NEW $9.37 -12.5%
4124 NTCT NETSCOUT SYS INC Technology 158.0 $4K NEW $27.06 +44.8%
4125 CRNC CERENCE INC Technology 399.0 $4K NEW $10.69 -13.7%
4126 NFBK NORTHFIELD BANCORP INC DEL Financial Services 372.0 $4K NEW $11.43 +23.6%
4127 FWRD FORWARD AIR CORP Industrials 170.0 $4K NEW $25.00 -66.0%
4128 VEGI ISHARES INC 109.0 $4K NEW $38.62 +15.2%
4129 CCOI COGENT COMMUNICATIONS HLDGS Communication Services 195.0 $4K NEW $21.57 -16.6%
4130 PEJ INVESCO EXCHANGE TRADED FD T 68.0 $4K NEW $61.32 -2.6%
4131 JLS NUVEEN MORTGAGE AND INCOME F Financial Services 229.0 $4K NEW $18.20 -0.3%
4132 PRECISION BIOSCIENCES INC 1,000.0 $4K NEW $4.16
4133 HUDSON PAC PPTYS INC 384.0 $4K NEW $10.83
4134 LZ LEGALZOOM COM INC Industrials 418.0 $4K NEW $9.93 -35.5%
4135 BKSY BLACKSKY TECHNOLOGY INC Technology 221.0 $4K NEW $18.75 +140.8%
4136 KOPN KOPIN CORP Technology 1,765.0 $4K NEW $2.34 +100.6%
4137 CMPS COMPASS PATHWAYS PLC Healthcare 595.0 $4K NEW $6.90 +55.2%
4138 PAHC PHIBRO ANIMAL HEALTH CORP Healthcare 108.0 $4K NEW $37.38 -8.8%
4139 MED MEDIFAST INC Consumer Cyclical 376.0 $4K NEW $10.68 +18.0%
4140 COMB GRANITESHARES ETF TR 190.0 $4K NEW $21.11 +28.8%
Page 207 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%