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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 205 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4081 ON24 INC 605.0 $5K NEW $7.96
4082 ESQ ESQUIRE FINL HLDGS INC Financial Services 47.0 $5K NEW $102.06 +9.2%
4083 XPERI INC 816.0 $5K NEW $5.86
4084 OUSTER INC 219.0 $5K NEW $21.64
4085 UCTT ULTRA CLEAN HLDGS INC Technology 187.0 $5K NEW $25.33 +214.7%
4086 SSSS SURO CAPITAL CORP Financial Services 500.0 $5K NEW $9.44 +40.0%
4087 LVO LIVEONE INC Communication Services 1,000.0 $5K NEW $4.72 +32.4%
4088 NLOP NET LEASE OFFICE PROPERTIES Real Estate 183.0 $5K NEW $25.79 -56.1%
4089 MIND MEDICINE MINDMED INC 351.0 $5K NEW $13.39
4090 FRO FRONTLINE PLC Energy 215.0 $5K NEW $21.82 +78.2%
4091 XERS XERIS BIOPHARMA HOLDINGS INC Healthcare 594.0 $5K NEW $7.85 -21.5%
4092 MRVI MARAVAI LIFESCIENCES HLDGS I Healthcare 1,434.0 $5K NEW $3.25 +29.4%
4093 HMY HARMONY GOLD MINING CO LTD Basic Materials 233.0 $5K NEW $19.90 -12.5%
4094 GREK GLOBAL X FDS 70.0 $5K NEW $65.91 +6.5%
4095 QDIV GLOBAL X FDS 133.0 $5K NEW $34.66 +5.8%
4096 NXE NEXGEN ENERGY LTD Energy 500.0 $5K NEW $9.20 +16.1%
4097 NYXOAH S A 1,000.0 $5K NEW $4.60
4098 EPC EDGEWELL PERS CARE CO Consumer Defensive 269.0 $5K NEW $17.05 -2.3%
4099 HAMILTON INSURANCE GROUP LTD 164.0 $5K NEW $27.90
4100 GCI LIBERTY INC 124.0 $5K NEW $36.87
Page 205 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%