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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 201 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4001 CBRL CRACKER BARREL OLD CTRY STOR Consumer Cyclical 243.0 $6K NEW $25.41 +18.0%
4002 STEM INC 407.0 $6K NEW $15.05
4003 DHT DHT HOLDINGS INC Energy 500.0 $6K NEW $12.21 +44.1%
4004 MAT MATTEL INC Consumer Cyclical 307.0 $6K NEW $19.84 -24.4%
4005 DENNYS CORP 979.0 $6K NEW $6.22
4006 KOP KOPPERS HOLDINGS INC Basic Materials 224.0 $6K NEW $27.12 +41.3%
4007 PDN INVESCO EXCH TRADED FD TR II 144.0 $6K NEW $42.19 +9.9%
4008 SEALSQ CORP 1,592.0 $6K NEW $3.78
4009 CNXN PC CONNECTION INC Technology 104.0 $6K NEW $57.76 +10.7%
4010 ROCK GIBRALTAR INDS INC Industrials 121.0 $6K NEW $49.44 -31.6%
4011 MNTN INC 500.0 $6K NEW $11.94
4012 RC READY CAPITAL CORP Real Estate 2,729.0 $6K NEW $2.18 -22.1%
4013 INGRAM MICRO HLDG CORP 278.0 $6K NEW $21.34
4014 RNTX REIN THERAPEUTICS INC Healthcare 5,097.0 $6K NEW $1.16 -16.4%
4015 QURE UNIQURE NV Healthcare 247.0 $6K NEW $23.93 +3.2%
4016 PASG PASSAGE BIO INC Healthcare 500.0 $6K NEW $11.80 -55.9%
4017 VRTS VIRTUS INVT PARTNERS INC Financial Services 36.0 $6K NEW $163.14 -18.7%
4018 VIRT VIRTU FINL INC Financial Services 176.0 $6K NEW $33.32 +62.5%
4019 MORGAN STANLEY ETF TRUST 116.0 $6K NEW $50.41
4020 RELY REMITLY GLOBAL INC Technology 421.0 $6K NEW $13.80 +51.2%
Page 201 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%