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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 200 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3981 NUVL NUVALENT INC Healthcare 65.0 $7K NEW $100.58 +0.4%
3982 OVID OVID THERAPEUTICS INC Healthcare 4,000.0 $7K NEW $1.63 +47.2%
3983 VFQY VANGUARD WELLINGTON FD 42.0 $6K NEW $153.40 +4.8%
3984 ANGI ANGI INC Communication Services 498.0 $6K NEW $12.93 -60.8%
3985 CIVITAS RESOURCES INC 235.0 $6K NEW $27.14
3986 LOCO EL POLLO LOCO HLDGS INC Consumer Cyclical 607.0 $6K NEW $10.46 +33.8%
3987 ABOS ACUMEN PHARMACEUTICALS INC Healthcare 3,000.0 $6K NEW $2.11 +11.4%
3988 ACLX ARCELLX INC Healthcare 97.0 $6K NEW $65.20 +76.5%
3989 PESI PERMA-FIX ENVIRONMENTAL SVCS Industrials 500.0 $6K NEW $12.59 -29.3%
3990 SBH SALLY BEAUTY HLDGS INC Consumer Cyclical 439.0 $6K NEW $14.29 -15.4%
3991 SKIN THE BEAUTY HEALTH COMPANY Consumer Defensive 4,500.0 $6K NEW $1.39 -51.3%
3992 ACADIAN ASSET MANAGEMENT INC 133.0 $6K NEW $47.00
3993 CLDX CELLDEX THERAPEUTICS INC NEW Healthcare 230.0 $6K NEW $27.16 +11.0%
3994 GTN GRAY MEDIA INC Communication Services 1,290.0 $6K NEW $4.84 -19.4%
3995 BROWN FORMAN CORP 236.0 $6K NEW $26.31
3996 ACRE ARES COML REAL ESTATE CORP Real Estate 1,297.0 $6K NEW $4.78 +0.4%
3997 COFS CHOICEONE FINL SVCS INC Financial Services 210.0 $6K NEW $29.52 +4.6%
3998 CTBI COMMUNITY TR BANCORP INC Financial Services 109.0 $6K NEW $56.83 +14.8%
3999 KURA KURA ONCOLOGY INC Healthcare 596.0 $6K NEW $10.39 -13.8%
4000 PVI INVESCO EXCH TRADED FD TR II 248.0 $6K NEW $24.92 -0.5%
Page 200 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%