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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 198 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3941 EVTV ENVIROTECH VEHICLES INC Consumer Cyclical 20,000.0 $7K NEW $0.36 +529.4%
3942 ARKB ARK 21SHARES BITCOIN ETF Financial Services 245.0 $7K NEW $29.04 -11.3%
3943 ALHC ALIGNMENT HEALTHCARE INC Healthcare 360.0 $7K NEW $19.75 -15.6%
3944 PFL PIMCO INCOME STRATEGY FD Financial Services 833.0 $7K NEW $8.52 -9.5%
3945 SINCLAIR INC 463.0 $7K NEW $15.30
3946 MATW MATTHEWS INTL CORP Industrials 271.0 $7K NEW $26.12 +3.1%
3947 SSP SCRIPPS E W CO OHIO Communication Services 1,765.0 $7K NEW $3.99 -19.0%
3948 DX DYNEX CAP INC Real Estate 501.0 $7K NEW $14.01 -8.8%
3949 DIN DINE BRANDS GLOBAL INC Consumer Cyclical 218.0 $7K NEW $32.14 -7.9%
3950 MAGN MAGNERA CORP Industrials 462.0 $7K NEW $15.14 -31.6%
3951 PBD INVESCO EXCH TRADED FD TR II 432.0 $7K NEW $16.11 +28.5%
3952 LXEO LEXEO THERAPEUTICS INC Healthcare 700.0 $7K NEW $9.93 -54.9%
3953 AAOI APPLIED OPTOELECTRONICS INC Technology 199.0 $7K NEW $34.86 +374.1%
3954 DSGN DESIGN THERAPEUTICS INC Healthcare 738.0 $7K NEW $9.38 +11.8%
3955 ABVX ABIVAX SA Healthcare 51.0 $7K NEW $134.86 -11.1%
3956 ABCL ABCELLERA BIOLOGICS INC Healthcare 2,000.0 $7K NEW $3.42 +33.6%
3957 BDN BRANDYWINE RLTY TR Real Estate 2,341.0 $7K NEW $2.92 +1.3%
3958 SLDE SLIDE INS HLDGS INC Financial Services 351.0 $7K NEW $19.48 -5.1%
3959 DH DEFINITIVE HEALTHCARE CORP Healthcare 2,381.0 $7K NEW $2.87 -70.1%
3960 ETHE GRAYSCALE ETHEREUM TRUST ETF Financial Services 280.0 $7K NEW $24.37 -28.9%
Page 198 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%