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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 196 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3901 CCU COMPANIA CERVECERIAS UNIDAS Consumer Defensive 633.0 $8K NEW $12.76 -9.3%
3902 CITY OFFICE REIT INC 1,154.0 $8K NEW $6.99
3903 AMRIZE LTD 149.0 $8K NEW $54.08
3904 DFSU DIMENSIONAL ETF TRUST 185.0 $8K NEW $43.43 +4.4%
3905 FS SPECIALTY LENDING FD 567.0 $8K NEW $14.15
3906 AVT AVNET INC Technology 166.0 $8K NEW $48.26 +72.7%
3907 FRMI FERMI INC Utilities 1,000.0 $8K NEW $8.00 -23.6%
3908 CGON CG ONCOLOGY INC Healthcare 192.0 $8K NEW $41.52 +57.8%
3909 ONEY SPDR SERIES TRUST 70.0 $8K NEW $113.56 +10.6%
3910 DIEBOLD NIXDORF INC 117.0 $8K NEW $67.89
3911 SFNC SIMMONS 1ST NATL CORP Financial Services 421.0 $8K NEW $18.85 +11.8%
3912 PSCE INVESCO EXCH TRADED FD TR II 184.0 $8K NEW $43.10 +47.0%
3913 HLLY HOLLEY INC Consumer Cyclical 1,919.0 $8K NEW $4.13 -40.3%
3914 TNGX TANGO THERAPEUTICS INC Healthcare 887.0 $8K NEW $8.86 +141.1%
3915 GCT GIGACLOUD TECHNOLOGY INC Technology 200.0 $8K NEW $39.28 -5.2%
3916 ASAN ASANA INC Technology 569.0 $8K NEW $13.71 -53.7%
3917 GSEU GOLDMAN SACHS ETF TR 170.0 $8K NEW $45.69 +5.2%
3918 SHLS SHOALS TECHNOLOGIES GROUP IN Energy 911.0 $8K NEW $8.50 +13.3%
3919 CRON CRONOS GROUP INC Healthcare 2,943.0 $8K NEW $2.63 +1.5%
3920 NKTX NKARTA INC Healthcare 4,166.0 $8K NEW $1.85 +52.2%
Page 196 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%