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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 192 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3821 KRMN KARMAN HLDGS INC Industrials 130.0 $10K NEW $73.17 -10.8%
3822 PGJ INVESCO EXCHANGE TRADED FD T 330.0 $10K NEW $28.81 -10.8%
3823 ADT ADT INC DEL Industrials 1,178.0 $10K NEW $8.07 -13.3%
3824 OIS OIL STS INTL INC Energy 1,400.0 $9K NEW $6.77 +31.2%
3825 PXE INVESCO EXCHANGE TRADED FD T 338.0 $9K NEW $28.03 +32.4%
3826 CURI CURIOSITYSTREAM INC Communication Services 2,490.0 $9K NEW $3.80 -32.1%
3827 PLG PLATINUM GROUP METALS LTD Basic Materials 4,000.0 $9K NEW $2.36 -30.9%
3828 CUSHMAN AND WAKEFIELD LTD 583.0 $9K NEW $16.19
3829 CAE CAE INC Industrials 310.0 $9K NEW $30.42 -11.4%
3830 ARKX ARK ETF TR 325.0 $9K NEW $28.98 +18.9%
3831 MLAB MESA LABS INC Technology 119.0 $9K NEW $78.74 +38.6%
3832 CEMB ISHARES INC 204.0 $9K NEW $45.91 -0.8%
3833 XSW SPDR SERIES TRUST 50.0 $9K NEW $187.14 -13.5%
3834 WAY WAYSTAR HLDG CORP Technology 285.0 $9K NEW $32.75 -41.3%
3835 DAWN DAY ONE BIOPHARMACEUTICALS I Healthcare 1,000.0 $9K NEW $9.32 +131.0%
3836 GDMN WISDOMTREE TR 100.0 $9K NEW $93.02 -0.8%
3837 MRAM EVERSPIN TECHNOLOGIES INC Technology 1,000.0 $9K NEW $9.28 +249.7%
3838 PBF PBF ENERGY INC Energy 342.0 $9K NEW $27.12 +44.1%
3839 AVNW AVIAT NETWORKS INC Technology 433.0 $9K NEW $21.38 -23.1%
3840 RSPS INVESCO EXCHANGE TRADED FD T 318.0 $9K NEW $29.08 +2.7%
Page 192 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%