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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 189 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3761 HSAI HESAI GROUP Consumer Cyclical 500.0 $11K NEW $22.40 -6.7%
3762 BBSI BARRETT BUSINESS SVCS INC Industrials 309.0 $11K NEW $36.21 -14.3%
3763 ALIT ALIGHT INC Technology 5,737.0 $11K NEW $1.95 -58.6%
3764 PRCH PORCH GROUP INC Technology 1,213.0 $11K NEW $9.13 +6.7%
3765 TERN TERNS PHARMACEUTICALS INC Healthcare 274.0 $11K NEW $40.40 +31.1%
3766 NTGR NETGEAR INC Technology 448.0 $11K NEW $24.53 +1.4%
3767 IGA VOYA GLBL ADV & PREM OPP FD Financial Services 1,130.0 $11K NEW $9.72 +0.9%
3768 CMPX COMPASS THERAPEUTICS INC Healthcare 2,042.0 $11K NEW $5.37 -64.1%
3769 VIZSLA SILVER CORP 2,000.0 $11K NEW $5.47
3770 PAWZ PROSHARES TR 199.0 $11K NEW $54.91 -14.3%
3771 STXS STEREOTAXIS INC Healthcare 4,750.0 $11K NEW $2.30 -19.6%
3772 EVG EATON VANCE SHORT DURATION D Financial Services 1,000.0 $11K NEW $10.92 -1.9%
3773 MEC MAYVILLE ENGR CO INC Industrials 583.0 $11K NEW $18.72 +23.6%
3774 ELPC COMPANHIA PARANAENSE DE ENER Utilities 1,147.0 $11K NEW $9.51 +24.9%
3775 FOF COHEN & STEERS CLOSED-END OP Financial Services 825.0 $11K NEW $13.20 +4.9%
3776 MYE MYERS INDS INC Consumer Cyclical 581.0 $11K NEW $18.72 +17.5%
3777 VRRM VERRA MOBILITY CORP Technology 484.0 $11K NEW $22.41 -40.7%
3778 ALLO ALLOGENE THERAPEUTICS INC Healthcare 7,896.0 $11K NEW $1.37 +43.1%
3779 CCS CENTURY CMNTYS INC Consumer Cyclical 181.0 $11K NEW $59.35 -11.6%
3780 TK TEEKAY CORPORATION LTD Energy 1,185.0 $11K NEW $9.03 +56.7%
Page 189 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%