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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 172 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3421 FEUZ FIRST TR EXCH TRD ALPHDX FD 398.0 $24K NEW $61.40 +10.9%
3422 MOBILICOM LTD 4,000.0 $24K NEW $6.10
3423 NATL NCR ATLEOS CORPORATION Technology 637.0 $24K NEW $38.11 +17.6%
3424 BWG BRANDYWINEGBL GBL INCM OPP F Financial Services 2,900.0 $24K NEW $8.37 -6.9%
3425 PFSI PENNYMAC FINL SVCS INC NEW Financial Services 184.0 $24K NEW $131.84 -33.9%
3426 TMDX TRANSMEDICS GROUP INC Healthcare 199.0 $24K NEW $121.65 -44.1%
3427 APPLIED THERAPEUTICS INC 241,897.0 $24K NEW $0.10
3428 ALRM ALARM COM HLDGS INC Technology 474.0 $24K NEW $51.02 -14.3%
3429 LINC LINCOLN EDL SVCS CORP Consumer Defensive 1,000.0 $24K NEW $24.15 +94.0%
3430 SFL SFL CORPORATION LTD Industrials 3,084.0 $24K NEW $7.81 +62.9%
3431 SOURCE CAPITAL 525.0 $24K NEW $45.76
3432 CVI CVR ENERGY INC Energy 942.0 $24K NEW $25.44 +25.2%
3433 ARDC ARES DYNAMIC CR ALLOCATION F Financial Services 1,800.0 $24K NEW $13.30 -4.6%
3434 NVAX NOVAVAX INC Healthcare 3,555.0 $24K NEW $6.72 +33.6%
3435 RZV INVESCO EXCHANGE TRADED FD T 200.0 $24K NEW $119.13 +12.3%
3436 CIGI COLLIERS INTL GROUP INC Real Estate 162.0 $24K NEW $147.01 -34.6%
3437 XRAY DENTSPLY SIRONA INC Healthcare 2,072.0 $24K NEW $11.43 -13.9%
3438 CII BLACKROCK ENHANCED LARGE CAP Financial Services 1,008.0 $24K NEW $23.37 +6.1%
3439 BSCQ INVESCO EXCH TRD SLF IDX FD 1,200.0 $24K NEW $19.59 -0.4%
3440 KWR QUAKER HOUGHTON Basic Materials 169.0 $23K NEW $137.74 +1.0%
Page 172 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%