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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 171 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3401 TRND PACER FDS TR 753.0 $25K NEW $33.65 +8.1%
3402 FVCB FVCBANKCORP INC Financial Services 1,816.0 $25K NEW $13.91 +13.2%
3403 QABA FIRST TR EXCHANGE-TRADED FD 445.0 $25K NEW $56.66 +9.6%
3404 JBLU JETBLUE AWYS CORP Industrials 5,517.0 $25K NEW $4.55 +10.1%
3405 CRC CALIFORNIA RES CORP Energy 561.0 $25K NEW $44.74 +39.1%
3406 BW BABCOCK & WILCOX ENTERPRISES Industrials 3,942.0 $25K NEW $6.34 +224.0%
3407 RFDI FIRST TR EXCH TRADED FD III 310.0 $25K NEW $80.51 +8.4%
3408 RTH VANECK ETF TRUST 100.0 $25K NEW $249.50 +5.8%
3409 PZZA PAPA JOHNS INTL INC Consumer Cyclical 648.0 $25K NEW $38.50 -16.0%
3410 DOGG FIRST TR EXCHANGE-TRADED FD 1,200.0 $25K NEW $20.78 +2.9%
3411 GLV CLOUGH GLOBAL DIVID & INCOME Financial Services 4,174.0 $25K NEW $5.97 +3.3%
3412 FENY FIDELITY COVINGTON TRUST 1,004.0 $25K NEW $24.78 +32.9%
3413 CHYM CHIME FINL INC Financial Services 987.0 $25K NEW $25.17 -28.0%
3414 FFBC FIRST FINL BANCORP OH Financial Services 991.0 $25K NEW $25.02 +22.6%
3415 FCEF FIRST TR EXCHNG TRADED FD VI 1,074.0 $25K NEW $22.97 +2.9%
3416 PRK PARK NATL CORP Financial Services 162.0 $25K NEW $152.18 +10.9%
3417 AIN ALBANY INTL CORP Consumer Cyclical 486.0 $25K NEW $50.72 +20.2%
3418 VOYG VOYAGER TECHNOLOGIES INC Industrials 942.0 $25K NEW $26.14 +52.8%
3419 VTN INVESCO TR INVT GRADE NEW YO Financial Services 2,132.0 $25K NEW $11.52 -6.0%
3420 SONO SONOS INC Technology 1,395.0 $24K NEW $17.56 -14.5%
Page 171 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%