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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 168 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3341 FMAT FIDELITY COVINGTON TRUST 543.0 $29K NEW $53.15 +9.0%
3342 RDY DR REDDYS LABS LTD Healthcare 2,047.0 $29K NEW $14.04 -2.9%
3343 MATIV HOLDINGS INC 2,364.0 $29K NEW $12.15
3344 FIZZ NATIONAL BEVERAGE CORP Consumer Defensive 900.0 $29K NEW $31.89 +11.0%
3345 NWN NORTHWEST NAT HLDG CO Utilities 614.0 $29K NEW $46.74 +6.6%
3346 STXG EA SERIES TRUST 561.0 $29K NEW $50.97 +7.6%
3347 SBSW SIBANYE STILLWATER LTD Basic Materials 2,000.0 $28K NEW $14.25 -16.9%
3348 CHMG CHEMUNG FINL CORP Financial Services 509.0 $28K NEW $55.89 +23.1%
3349 KMT KENNAMETAL INC Industrials 999.0 $28K NEW $28.44 +23.8%
3350 PPH VANECK ETF TRUST 275.0 $28K NEW $103.17 +0.6%
3351 KNCT INVESCO EXCHANGE TRADED FD T 209.0 $28K NEW $133.97 +45.0%
3352 QYLG GLOBAL X FDS 1,025.0 $28K NEW $27.26 +8.0%
3353 SRTS SENSUS HEALTHCARE INC Healthcare 7,000.0 $28K NEW $3.98 -16.6%
3354 PFLT PENNANTPARK FLOATING RATE CA Financial Services 3,000.0 $28K NEW $9.27 -10.6%
3355 SCL STEPAN CO Basic Materials 581.0 $28K NEW $47.43 +6.9%
3356 TSHA TAYSHA GENE THERAPIES INC Healthcare 5,000.0 $28K NEW $5.50 -0.2%
3357 CLOA BLACKROCK ETF TRUST II 531.0 $27K NEW $51.74 +0.4%
3358 FBP FIRST BANCORP P R Financial Services 1,323.0 $27K NEW $20.73 +16.5%
3359 INTERNATIONAL BANCSHARES COR 412.0 $27K NEW $66.49
3360 NUVB NUVATION BIO INC Healthcare 3,056.0 $27K NEW $8.96 -46.5%
Page 168 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%