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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 161 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3201 ALMONTY INDS INC 4,333.0 $38K NEW $8.81
3202 GLQ CLOUGH GLOBAL EQUITY FD Financial Services 4,983.0 $38K NEW $7.66 +9.8%
3203 MLR MILLER INDS INC TENN Consumer Cyclical 1,015.0 $38K NEW $37.37 +24.1%
3204 ETB EATON VANCE TAX MNGED BUY WR Financial Services 2,482.0 $38K NEW $15.27 +0.4%
3205 FLO FLOWERS FOODS INC Consumer Defensive 3,457.0 $38K NEW $10.88 -35.6%
3206 LGIH LGI HOMES INC Consumer Cyclical 874.0 $38K NEW $42.96 +7.6%
3207 COMT ISHARES U S ETF TR 1,508.0 $38K NEW $24.90 +41.6%
3208 SFBS SERVISFIRST BANCSHARES INC Financial Services 522.0 $38K NEW $71.91 +7.4%
3209 KEP KOREA ELEC PWR CORP Utilities 2,264.0 $37K NEW $16.50 -19.9%
3210 ALEXANDER & BALDWIN INC NEW 1,809.0 $37K NEW $20.64
3211 SD SANDRIDGE ENERGY INC Energy 2,586.0 $37K NEW $14.43 +7.6%
3212 UPWK UPWORK INC Industrials 1,881.0 $37K NEW $19.82 -56.3%
3213 SBS COMPANHIA DE SANEAMENTO BASI Utilities 1,561.0 $37K NEW $23.85 -75.4%
3214 FUTU FUTU HLDGS LTD Financial Services 226.0 $37K NEW $164.21 -24.6%
3215 ARWR ARROWHEAD PHARMACEUTICALS IN Healthcare 557.0 $37K NEW $66.39 +13.8%
3216 SKEENA RES LTD NEW 1,555.0 $37K NEW $23.73
3217 LITHIUM AMERS CORP NEW 8,381.0 $37K NEW $4.36
3218 TRS TRIMAS CORP Consumer Cyclical 1,029.0 $36K NEW $35.46 +10.6%
3219 BLBD BLUE BIRD CORP Consumer Cyclical 775.0 $36K NEW $47.00 +37.9%
3220 MAX MEDIAALPHA INC Communication Services 2,805.0 $36K NEW $12.95 -36.1%
Page 161 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%