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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 156 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3101 MHD BLACKROCK MUNIHOLDINGS FD IN Financial Services 4,000.0 $47K NEW $11.74 -2.8%
3102 AMPY AMPLIFY ENERGY CORP NEW Energy 10,245.0 $47K NEW $4.57 +10.5%
3103 INSW INTERNATIONAL SEAWAYS INC Energy 963.0 $47K NEW $48.56 +75.3%
3104 AGGY WISDOMTREE TR 1,061.0 $47K NEW $44.06 -1.8%
3105 GEF GREIF INC Consumer Cyclical 689.0 $47K NEW $67.70 -5.3%
3106 PHR PHREESIA INC Healthcare 2,755.0 $47K NEW $16.92 -47.7%
3107 LOB LIVE OAK BANCSHARES INC Financial Services 1,356.0 $47K NEW $34.37 +8.8%
3108 GLO CLOUGH GLOBAL OPPORTUNITIES Financial Services 8,227.0 $47K NEW $5.66 +2.8%
3109 BKIE BNY MELLON ETF TRUST 503.0 $47K NEW $92.56 +7.5%
3110 CHRD CHORD ENERGY CORPORATION Energy 501.0 $47K NEW $92.84 +53.9%
3111 FSCS FIRST TR EXCHANGE TRADED FD 1,300.0 $47K NEW $35.77 -0.9%
3112 AZTA AZENTA INC Healthcare 1,392.0 $46K NEW $33.26 -41.3%
3113 FYT FIRST TR EXCHANGE-TRADED ALP 814.0 $46K NEW $56.75 +14.7%
3114 INDIVIOR PLC 1,286.0 $46K NEW $35.88
3115 SNDR SCHNEIDER NATIONAL INC Industrials 1,733.0 $46K NEW $26.53 +26.7%
3116 PCVX VAXCYTE INC Healthcare 995.0 $46K NEW $46.14 +2.7%
3117 TPVG TRIPLEPOINT VENTURE GROWTH B Financial Services 7,000.0 $46K NEW $6.54 -12.8%
3118 BGS B & G FOODS INC NEW Consumer Defensive 10,612.0 $46K NEW $4.30 -1.2%
3119 GAMESTOP CORP NEW 2,264.0 $45K NEW $20.08
3120 MAREX GROUP PLC 1,180.0 $45K NEW $38.39
Page 156 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%