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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 154 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3061 NOV NOV INC Energy 3,245.0 $51K NEW $15.63 +33.4%
3062 XJUN FIRST TR EXCHNG TRADED FD VI 1,180.0 $51K NEW $42.95 +2.8%
3063 RIOT RIOT PLATFORMS INC Financial Services 3,996.0 $51K NEW $12.67 +86.8%
3064 ECPG ENCORE CAP GROUP INC Financial Services 929.0 $50K NEW $54.35 +50.1%
3065 E ENI S P A Energy 1,328.0 $50K NEW $37.95 +45.3%
3066 GUESS INC 3,005.0 $50K NEW $16.75
3067 WAFD WAFD INC Financial Services 1,571.0 $50K NEW $32.04 +10.6%
3068 NUSA NUSHARES ETF TR 2,151.0 $50K NEW $23.38 -1.0%
3069 FIP FTAI INFRASTRUCTURE INC Industrials 10,905.0 $50K NEW $4.61 -2.0%
3070 FLC FLAHERTY & CRUMRINE TOTAL RE Financial Services 2,868.0 $50K NEW $17.50 -4.4%
3071 SHBI SHORE BANCSHARES INC Financial Services 2,827.0 $50K NEW $17.68 +11.4%
3072 AKR ACADIA RLTY TR Real Estate 2,428.0 $50K NEW $20.55 +6.2%
3073 CNYA ISHARES TR 1,439.0 $50K NEW $34.58 +6.6%
3074 BNS BANK NOVA SCOTIA HALIFAX Financial Services 674.0 $50K NEW $73.72 +7.7%
3075 BETZ LISTED FDS TR 2,363.0 $50K NEW $20.98 -12.0%
3076 RSPM INVESCO EXCHANGE TRADED FD T 1,452.0 $49K NEW $34.08 +11.9%
3077 WMK WEIS MKTS INC Consumer Defensive 772.0 $49K NEW $64.09 +12.4%
3078 STRA STRATEGIC ED INC Consumer Defensive 616.0 $49K NEW $80.20 -0.3%
3079 XENE XENON PHARMACEUTICALS INC Healthcare 1,100.0 $49K NEW $44.82 +22.0%
3080 WCLD WISDOMTREE TR 1,406.0 $49K NEW $35.03 -15.5%
Page 154 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%