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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 14 of 14  ·  271 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 AYTU BIOPHARMA INC 10.0 $27.0 NEW $2.70
262 SEG SEAPORT ENTMT GROUP INC Real Estate 1.0 $21.0 NEW $21.00 +8.8%
263 VIRTUS DIVERSIFIED INCM & CO $20.0 NEW
264 NVNI GROUP LIMITED 500.0 $20.0 NEW $0.04
265 GP GREENPOWER MTR CO INC Consumer Cyclical 10.0 $10.0 NEW $1.00 +4.5%
266 PYXIS TANKERS INC 2.0 $8.0 NEW $4.00
267 SOLID POWER INC 28.0 $6.0 NEW $0.21
268 CCIF CARLYLE CREDIT INCOME FUND Financial Services 1.0 $3.0 NEW $3.00 +12.0%
269 XEROX HOLDINGS CORP 20.0 $2.0 NEW $0.10
270 BGM GROUP LTD 5.0 $2.0 NEW $0.40
271 BNB PLUS CORP 1.0 $1.0 NEW $1.00
Page 14 of 14  ·  271 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%