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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 13 of 14  ·  271 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 GENC GENCOR INDS INC Industrials 14.0 $210.0 NEW $15.00 -1.2%
242 SNDL INC 150.0 $198.0 NEW $1.32
243 PLCE CHILDRENS PL INC NEW Consumer Cyclical 58.0 $195.0 NEW $3.36 -1.5%
244 BBUC BROOKFIELD BUSINESS CORP Financial Services 6.0 $190.0 NEW $31.67 +7.4%
245 GABELLI EQUITY TR INC 24,030.0 $168.0 NEW $0.01
246 FIRST TR HIGH YIELD OPPRT 20 12.0 $162.0 NEW $13.50
247 INTEGRA RES CORP 58.0 $158.0 NEW $2.72
248 AVAH AVEANNA HEALTHCARE HLDGS INC Healthcare 24.0 $155.0 NEW $6.46 +23.2%
249 OCGN OCUGEN INC Healthcare 84.0 $152.0 NEW $1.81 -25.1%
250 SMP STANDARD MTR PRODS INC Consumer Cyclical 4.0 $139.0 NEW $34.75 +7.2%
251 NRO NEUBERGER R/EST SECS INC FD Financial Services 46.0 $131.0 NEW $2.85 +3.2%
252 NVNI NVNI GROUP LIMITED Technology 100.0 $115.0 NEW $1.15 +0.0%
253 ESTA ESTABLISHMENT LABS HLDGS INC Healthcare 2.0 $114.0 NEW $57.00 +15.3%
254 BLACKROCK UTILS INFRASTRUCTU 13,179.0 $105.0 NEW $0.01
255 IMNM IMMUNOME INC Healthcare 4.0 $87.0 NEW $21.75 -7.1%
256 RVT ROYCE SMALL CAP TRUST INC Financial Services 5.0 $83.0 NEW $16.60 +7.5%
257 ANDG ANDERSEN GROUP INC Consumer Cyclical 3.0 $82.0 NEW $27.33 +31.2%
258 ENVOY MEDICAL INC 933.0 $62.0 NEW $0.07
259 TRISALUS LIFE SCIENCES INC 50.0 $60.0 NEW $1.20
260 WRD WERIDE INC Technology 4.0 $32.0 NEW $8.00 -12.4%
Page 13 of 14  ·  271 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%