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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 11 of 14  ·  271 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 COOK TRAEGER INC Consumer Cyclical 37.0 $1K NEW $29.00 +50.6%
202 ELVN ENLIVEN THERAPEUTICS INC Healthcare 25.0 $980.0 NEW $39.20 +1.8%
203 NAK NORTHERN DYNASTY MINERALS LT Basic Materials 700.0 $980.0 NEW $1.40 +38.9%
204 FLOC FLOWCO HLDGS INC Energy 46.0 $948.0 NEW $20.61 +34.4%
205 GDYN GRID DYNAMICS HLDGS INC Technology 165.0 $940.0 NEW $5.70 +19.6%
206 JMEE J P MORGAN EXCHANGE TRADED F 14.0 $935.0 NEW $66.79 +7.7%
207 SMITHFIELD FOODS INC 33.0 $923.0 NEW $27.97
208 BYRN BYRNA TECHNOLOGIES INC Industrials 100.0 $918.0 NEW $9.18 -43.1%
209 OOMA OOMA INC Communication Services 61.0 $888.0 NEW $14.56 +33.5%
210 NRDS NERDWALLET INC Financial Services 84.0 $872.0 NEW $10.38 -21.6%
211 AFYA AFYA LTD Consumer Defensive 57.0 $848.0 NEW $14.88 -4.6%
212 REPX RILEY EXPLORATION PERMIAN IN Energy 23.0 $838.0 NEW $36.43 +3.6%
213 GRC GORMAN RUPP CO Industrials 13.0 $808.0 NEW $62.15 +17.6%
214 APOG APOGEE ENTERPRISES INC Industrials 24.0 $804.0 NEW $33.50 +2.4%
215 JOUT JOHNSON OUTDOORS INC Consumer Cyclical 17.0 $791.0 NEW $46.53 -11.5%
216 ALRS ALERUS FINL CORP Financial Services 33.0 $782.0 NEW $23.70 +13.9%
217 MPB MID PENN BANCORP INC Financial Services 24.0 $772.0 NEW $32.17 -1.5%
218 HVT HAVERTY FURNITURE COS INC Consumer Cyclical 36.0 $762.0 NEW $21.17 +0.4%
219 BHRB BURKE HERBERT FINL SVCS CORP Financial Services 12.0 $747.0 NEW $62.25 +0.0%
220 PVL PERMIANVILLE RTY TR Energy 401.0 $742.0 NEW $1.85 +5.9%
Page 11 of 14  ·  271 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%