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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 1 of 14  ·  271 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 AZN ASTRAZENECA PLC Healthcare 473,389.0 $93.2M 0.17% NEW $196.94 -7.8%
2 EVSD MORGAN STANLEY ETF TRUST 337,629.0 $17.2M 0.03% NEW $50.94 -0.1%
3 CECO CECO ENVIRONMENTAL CORP Industrials 254,321.0 $15.2M 0.03% NEW $59.58 +35.7%
4 AMCOR PLC 301,019.0 $12.0M 0.02% NEW $39.75
5 VSNT VERSANT MEDIA GROUP INC Industrials 235,125.0 $8.7M 0.01% NEW $37.02 +20.0%
6 CSPF COHEN & STEERS ETF TRUST 331,589.0 $8.5M 0.01% NEW $25.64 +1.9%
7 FLXR TCW ETF TRUST 192,820.0 $7.6M 0.01% NEW $39.27 -0.6%
8 SOC SABLE OFFSHORE CORP Energy 263,750.0 $4.4M 0.01% NEW $16.52 -16.8%
9 BDYN BLACKROCK ETF TRUST 120,612.0 $2.9M 0.01% NEW $24.31 +11.5%
10 BDVL BLACKROCK ETF TRUST 82,295.0 $2.0M 0.00% NEW $24.65 +4.7%
11 BLCR BLACKROCK ETF TRUST 26,141.0 $1.1M 0.00% NEW $41.06 +20.8%
12 DFTX DEFINIUM THERAPEUTICS INC Healthcare 55,206.0 $1.0M 0.00% NEW $18.90 +13.0%
13 PINNACLE FINL PARTNERS INC 10,249.0 $883K 0.00% NEW $86.15
14 BLACKROCK ETF TRUST 26,712.0 $874K 0.00% NEW $32.72
15 SPXX NUVEEN S&P 500 DYNAMIC OVERW Financial Services 46,544.0 $748K 0.00% NEW $16.07 +10.9%
16 AGIX KRANESHARES TRUST 19,930.0 $653K 0.00% NEW $32.77 +33.0%
17 HELO J P MORGAN EXCHANGE TRADED F 10,100.0 $645K 0.00% NEW $63.91 +5.9%
18 ATAIBECKLEY INC 179,000.0 $634K 0.00% NEW $3.54
19 NBSD NEUBERGER BERMAN ETF TRUST 9,685.0 $491K 0.00% NEW $50.71 +0.0%
20 TRUC VANECK ETF TRUST 20,158.0 $487K 0.00% NEW $24.16 +12.4%
Page 1 of 14  ·  271 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%