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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 9 of 13  ·  255 positions
# Ticker Company Sector Shares Value ↓ % Port Status
161 ETF SER SOLUTIONS 163 $4K SOLD
162 MED MEDIFAST INC Consumer Cyclical 376 $4K SOLD
163 SNAP INC 4,000 $4K SOLD
164 CZA INVESCO EXCHANGE TRADED FD T 32 $4K SOLD
165 REFR RESEARCH FRONTIERS INC Technology 2,700 $4K SOLD
166 CTOS CUSTOM TRUCK ONE SOURCE INC Industrials 608 $4K SOLD
167 HGER HARBOR ETF TRUST 140 $3K SOLD
168 CVSB MORGAN STANLEY ETF TRUST 68 $3K SOLD
169 ADME ETF SER SOLUTIONS 64 $3K SOLD
170 WHEELS UP EXPERIENCE INC 5,000 $3K SOLD
171 VFMF VANGUARD WELLINGTON FD 21 $3K SOLD
172 GDLC GRAYSCALE COINDESK CRYPTO Financial Services 75 $3K SOLD
173 DBND DOUBLELINE ETF TRUST 65 $3K SOLD
174 PTRN PATTERN GROUP INC Technology 263 $3K SOLD
175 ATOSSA THERAPEUTICS INC 5,000 $3K SOLD
176 GENERATION BIO CO 500 $3K SOLD
177 SPH SUBURBAN PROPANE PARTNERS L Utilities 150 $3K SOLD
178 QEFA SPDR INDEX SHS FDS 29 $3K SOLD
179 SAPIENS INTL CORP N V 58 $3K SOLD
180 DEEF DBX ETF TR 66 $2K SOLD
Page 9 of 13  ·  255 positions
Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%