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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 8 of 13  ·  255 positions
# Ticker Company Sector Shares Value ↓ % Port Status
141 IAE VOYA ASIA PAC HIGH DIV EQT I Financial Services 900 $7K SOLD
142 CIVITAS RESOURCES INC 235 $6K SOLD
143 DENNYS CORP 979 $6K SOLD
144 MORGAN STANLEY ETF TRUST 116 $6K SOLD
145 ETH GRAYSCALE ETHEREUM MINI TR E Financial Services 207 $6K SOLD
146 AFFIRM HLDGS INC 6,000 $6K SOLD
147 WIDEOPENWEST INC 1,106 $6K SOLD
148 IDUB ETF SER SOLUTIONS 231 $6K SOLD
149 JUCY ETF SER SOLUTIONS 246 $5K SOLD
150 DUBS ETF SER SOLUTIONS 145 $5K SOLD
151 HAIL SPDR SERIES TRUST 162 $5K SOLD
152 THLV THOR FINL TECHNOLOGIES TR 179 $5K SOLD
153 EBF ENNIS INC Industrials 289 $5K SOLD
154 MINV MATTHEWS ASIA FDS 147 $5K SOLD
155 ESQ ESQUIRE FINL HLDGS INC Financial Services 47 $5K SOLD
156 SSSS SURO CAPITAL CORP Financial Services 500 $5K SOLD
157 MIND MEDICINE MINDMED INC 351 $5K SOLD
158 HSTM HEALTHSTREAM INC Healthcare 196 $5K SOLD
159 MSOS ADVISORSHARES TR 949 $4K SOLD
160 TRUECAR INC 1,950 $4K SOLD
Page 8 of 13  ·  255 positions
Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%