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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 10 of 13  ·  255 positions
# Ticker Company Sector Shares Value ↓ % Port Status
181 CTA SIMPLIFY EXCHANGE TRADED FUN 86 $2K SOLD
182 SYBT STOCK YDS BANCORP INC Financial Services 35 $2K SOLD
183 ZIM ZIM INTEGRATED SHIPPING SERV Industrials 96 $2K SOLD
184 TEO TELECOM ARGENTINA SA Communication Services 175 $2K SOLD
185 TRAEGER INC 1,850 $2K SOLD
186 BLACKSTONE MORTGAGE TRUST IN 2,000 $2K SOLD
187 BCD ABRDN ETFS 61 $2K SOLD
188 LFST LIFESTANCE HEALTH GROUP INC Healthcare 268 $2K SOLD
189 TAC TRANSALTA CORP Utilities 149 $2K SOLD
190 BBH TR 167 $2K SOLD
191 ALH ALLIANCE LAUNDRY HLDGS INC Consumer Cyclical 87 $2K SOLD
192 BBB FOODS INC 50 $2K SOLD
193 POWERBANK CORP 800 $1K SOLD
194 VFMO VANGUARD WELLINGTON FD 7 $1K SOLD
195 JPEM J P MORGAN EXCHANGE TRADED F 22 $1K SOLD
196 WHG WESTWOOD HLDGS GROUP INC Financial Services 74 $1K SOLD
197 OSCV ETF SER SOLUTIONS 33 $1K SOLD
198 SKYT SKYWATER TECHNOLOGY INC Technology 65 $1K SOLD
199 THRY THRYV HLDGS INC Communication Services 194 $1K SOLD
200 YALA YALLA GROUP LTD Technology 169 $1K SOLD
Page 10 of 13  ·  255 positions
Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%