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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 1 of 13  ·  255 positions
# Ticker Company Sector Shares Value ↓ % Port Status
1 ASTRAZENECA PLC 654,439 $60.2M 0.11% SOLD
2 AMCOR PLC 1,307,985 $10.9M 0.02% SOLD
3 CYBERARK SOFTWARE LTD 17,306 $7.7M 0.01% SOLD
4 CCOR LISTED FDS TR 160,195 $4.2M 0.01% SOLD
5 BLACKROCK N Y MUN INCOME TRU 179,595 $1.8M 0.00% SOLD
6 BLACKROCK MUNIYIELD FD INC 172,255 $1.8M 0.00% SOLD
7 CONFLUENT INC 46,651 $1.4M 0.00% SOLD
8 BLACKROCK MUNIVEST FD II INC 127,932 $1.4M 0.00% SOLD
9 PNNT PENNANTPARK INVT CORP Financial Services 195,676 $1.2M 0.00% SOLD
10 NORTHPOINTE BANCSHARES INC. 57,538 $965K 0.00% SOLD
11 WTPI WISDOMTREE TR 24,568 $811K 0.00% SOLD
12 ATAI ATAI BECKLEY NV Healthcare 179,000 $732K 0.00% SOLD
13 BLACKROCK MUNIVEST FD INC 99,814 $692K 0.00% SOLD
14 SYNOVUS FINL CORP 13,439 $673K 0.00% SOLD
15 GRNJ TIDAL TRUST III 25,095 $641K 0.00% SOLD
16 EXACT SCIENCES CORP 6,102 $620K 0.00% SOLD
17 NUVEEN S&P 500 BUY-WRITE INC 39,680 $583K 0.00% SOLD
18 COMERICA INC 6,449 $561K 0.00% SOLD
19 VICTORY PORTFOLIOS II 10,252 $553K 0.00% SOLD
20 NEW GOLD INC CDA 59,500 $518K 0.00% SOLD
Page 1 of 13  ·  255 positions
Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%