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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 97 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1921 ISHARES TR 2,701.0 $53K +760.0 +39.2% $19.72
1922 AMSC AMERICAN SUPERCONDUCTOR CORP Industrials 1,573.0 $53K +10.0 +0.6% $33.85 +46.0%
1923 SHBI SHORE BANCSHARES INC Financial Services 2,846.0 $53K +19.0 +0.7% $18.68 +5.4%
1924 CEFS EXCHANGE LISTED FDS TR 2,347.0 $53K +69.0 +3.0% $22.55 +10.8%
1925 HCKT HACKETT GROUP INC Technology 4,047.0 $53K +3K +367.9% $13.01 -18.2%
1926 STNE STONECO LTD Technology 3,717.0 $52K +2K +69.0% $14.12 -21.7%
1927 GOLD GOLD COM INC Financial Services 1,302.0 $52K +702.0 +117.0% $40.11 +4.2%
1928 BFH BREAD FINANCIAL HOLDINGS INC Financial Services 695.0 $52K +44.0 +6.8% $74.89 +14.5%
1929 HTEC EXCHANGE TRADED CONCEPTS TRU 1,575.0 $52K +593.0 +60.4% $33.03 +3.8%
1930 FSV FIRSTSERVICE CORP NEW Real Estate 371.0 $52K +69.0 +22.9% $139.16 -4.3%
1931 COMT ISHARES U S ETF TR 1,521.0 $51K +13.0 +0.9% $33.81 +4.3%
1932 RR RICHTECH ROBOTICS INC Industrials 24,578.0 $51K +2K +11.2% $2.09 +17.7%
1933 UE URBAN EDGE PPTYS Real Estate 2,568.0 $51K +2K +225.9% $19.98 +10.0%
1934 BLBD BLUE BIRD CORP Consumer Cyclical 900.0 $51K +125.0 +16.1% $56.79 +14.1%
1935 DNA GINKGO BIOWORKS HOLDINGS INC Healthcare 8,337.0 $51K +425.0 +5.4% $6.13 +31.8%
1936 HIGHLAND OPPS & INCOME FD 8,898.0 $51K +4K +71.8% $5.71
1937 BCX BLACKROCK RES & COMMODITIES Financial Services 4,212.0 $51K +97.0 +2.4% $12.05 -0.0%
1938 MNDY MONDAY COM LTD Technology 734.0 $51K +447.0 +155.8% $69.11 +10.3%
1939 OCUL OCULAR THERAPEUTIX INC Healthcare 5,957.0 $50K +3K +131.6% $8.47 -3.0%
1940 LEG LEGGETT & PLATT INC Consumer Cyclical 5,088.0 $50K +5K +1596.0% $9.88 +1.6%
Page 97 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%