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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 92 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1821 IIPR INNOVATIVE INDL PPTYS INC Real Estate 1,448.0 $73K +52.0 +3.7% $50.16 +12.4%
1822 CMBS ISHARES TR 1,487.0 $72K +131.0 +9.7% $48.75 -0.6%
1823 WKC WORLD KINECT CORPORATION Energy 3,107.0 $72K +2K +383.2% $23.07 +26.1%
1824 VIRTUS ARTIFICIAL INTELLIGEN 3,319.0 $71K +54.0 +1.6% $21.41
1825 BFS SAUL CTRS INC Real Estate 2,178.0 $71K +77.0 +3.7% $32.58 +5.7%
1826 GSEU GOLDMAN SACHS ETF TR 1,561.0 $71K +1K +818.2% $45.20 +7.0%
1827 WSFS WSFS FINL CORP Financial Services 1,075.0 $70K +524.0 +95.1% $65.52 +9.6%
1828 PRGS PROGRESS SOFTWARE CORP Technology 2,739.0 $70K +1K +105.6% $25.66 +13.8%
1829 WHR WHIRLPOOL CORP Consumer Cyclical 1,302.0 $70K +301.0 +30.1% $53.94 -23.0%
1830 SRRK SCHOLAR ROCK HLDG CORP Healthcare 1,428.0 $70K +977.0 +216.6% $49.16 -1.6%
1831 EPR EPR PPTYS Real Estate 1,400.0 $70K +194.0 +16.1% $50.00 +17.4%
1832 GEF GREIF INC Consumer Cyclical 1,042.0 $70K +353.0 +51.2% $67.07 -4.4%
1833 NNE NANO NUCLEAR ENERGY INC Industrials 3,389.0 $69K +547.0 +19.2% $20.48 +22.5%
1834 CELC CELCUITY INC Healthcare 608.0 $69K +488.0 +406.7% $114.14 +24.9%
1835 SOUTH BOW CORP 2,072.0 $69K +829.0 +66.7% $33.33
1836 COMP COMPASS INC Technology 9,378.0 $69K +8K +721.9% $7.31 +15.9%
1837 PFSI PENNYMAC FINL SVCS INC NEW Financial Services 784.0 $69K +600.0 +326.1% $87.40 -0.4%
1838 FAN FIRST TR EXCHANGE-TRADED FD 2,769.0 $69K +269.0 +10.8% $24.74 +6.0%
1839 ALMONTY INDS INC 4,693.0 $68K +360.0 +8.3% $14.48
1840 ORRF ORRSTOWN FINL SVCS INC Financial Services 1,877.0 $68K +2K +397.9% $36.08 +1.9%
Page 92 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%