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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 9 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 PNC PNC FINL SVCS GROUP INC Financial Services 230,632.0 $48.0M 0.09% +13K +6.0% $208.09 +2.6%
162 AGG ISHARES TR 468,618.0 $46.5M 0.08% +63K +15.5% $99.27 -1.3%
163 ISHARES TR 994,356.0 $46.0M 0.08% +74K +8.0% $46.23
164 COIN COINBASE GLOBAL INC Financial Services 263,023.0 $45.9M 0.08% +47K +21.7% $174.61 +21.4%
165 SCHF SCHWAB STRATEGIC TR 1,847,119.0 $45.7M 0.08% +90K +5.1% $24.75 +7.9%
166 AVUS AMERICAN CENTY ETF TR 410,745.0 $45.7M 0.08% +21K +5.3% $111.18 +11.9%
167 CMS CMS ENERGY CORP Utilities 585,345.0 $45.4M 0.08% +29K +5.3% $77.58 -5.6%
168 NRG NRG ENERGY INC Utilities 309,857.0 $45.3M 0.08% +170K +121.9% $146.14 -7.8%
169 VNQ VANGUARD INDEX FDS 509,075.0 $45.2M 0.08% +6K +1.2% $88.70 +5.9%
170 PM PHILIP MORRIS INTL INC Consumer Defensive 270,463.0 $44.7M 0.08% +7K +2.5% $165.34 +16.0%
171 BSX BOSTON SCIENTIFIC CORP Healthcare 711,941.0 $44.7M 0.08% +116K +19.5% $62.75 -16.0%
172 PFF ISHARES TR 1,451,189.0 $44.0M 0.08% +132K +10.0% $30.32 +3.0%
173 JMUB J P MORGAN EXCHANGE TRADED F 878,104.0 $43.9M 0.08% +82K +10.3% $49.99 -0.1%
174 SGOV ISHARES TR 435,741.0 $43.9M 0.08% +29K +7.2% $100.66 -0.1%
175 MDLZ MONDELEZ INTL INC Consumer Defensive 759,060.0 $43.8M 0.08% +134K +21.4% $57.64 +5.8%
176 MET METLIFE INC Financial Services 613,873.0 $43.4M 0.08% +68K +12.5% $70.72 +12.0%
177 DIA STATE STR SPDR DOW JONES IND Financial Services 93,424.0 $43.3M 0.08% +11K +13.6% $463.19 +6.9%
178 IWO ISHARES TR 136,422.0 $42.8M 0.08% +717.0 +0.5% $313.81 +15.4%
179 ACN ACCENTURE PLC IRELAND Technology 215,082.0 $42.6M 0.08% +5K +2.2% $198.29 -14.9%
180 JEPQ J P MORGAN EXCHANGE TRADED F 765,798.0 $42.5M 0.07% +109K +16.5% $55.52 +7.7%
Page 9 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%