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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 7 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 RDVY FIRST TR EXCHANGE TRADED FD 967,621.0 $66.1M 0.12% +16K +1.6% $68.28 +7.8%
122 RY ROYAL BK CDA Financial Services 404,033.0 $65.4M 0.12% +11K +2.8% $161.78 +11.2%
123 SNEX STONEX GROUP INC Financial Services 809,992.0 $65.3M 0.12% +199K +32.6% $80.65 +43.1%
124 SNOW SNOWFLAKE INC Technology 422,861.0 $63.8M 0.11% +59K +16.2% $150.82 -0.0%
125 EEM ISHARES TR 1,118,699.0 $63.5M 0.11% +204K +22.4% $56.79 +14.6%
126 VCSH VANGUARD SCOTTSDALE FDS 799,474.0 $63.4M 0.11% +68K +9.3% $79.27 -0.6%
127 PAAA PGIM ETF TR 1,223,679.0 $62.6M 0.11% +377K +44.6% $51.18 +0.5%
128 COP CONOCOPHILLIPS Energy 467,887.0 $61.8M 0.11% +25K +5.6% $132.00 -9.9%
129 SHV ISHARES TR 555,335.0 $61.3M 0.11% +27K +5.2% $110.39 -0.1%
130 WFC WELLS FARGO & CO Financial Services 765,272.0 $60.9M 0.11% +52K +7.2% $79.61 -7.3%
131 O REALTY INCOME CORP Real Estate 985,995.0 $60.3M 0.11% +41K +4.3% $61.18 +1.3%
132 HASI HA SUSTAINABLE INFRA CAP INC Financial Services 1,625,764.0 $59.7M 0.11% +160K +10.9% $36.75 +12.6%
133 GLW CORNING INC Technology 438,810.0 $59.7M 0.11% +21K +5.0% $135.97 +53.2%
134 PWR QUANTA SVCS INC Industrials 108,647.0 $59.6M 0.11% +11K +11.7% $549.02 +42.1%
135 DE DEERE & CO Industrials 104,738.0 $59.0M 0.10% +7K +7.6% $563.31 +2.0%
136 RACE FERRARI N V Consumer Cyclical 171,136.0 $57.9M 0.10% +129K +305.6% $338.45 -1.8%
137 XLY SELECT SECTOR SPDR TR 528,464.0 $57.6M 0.10% +23K +4.6% $108.98 +6.9%
138 CGGR CAPITAL GROUP GROWTH ETF 1,389,920.0 $55.9M 0.10% +101K +7.8% $40.19 +13.9%
139 PFE PFIZER INC Healthcare 1,984,826.0 $55.7M 0.10% +143K +7.7% $28.08 -8.3%
140 COWZ PACER FDS TR 877,389.0 $54.9M 0.10% +50K +6.1% $62.56 +0.6%
Page 7 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%