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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 31 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 MYI BLACKROCK MUNIYIELD QUALITY Financial Services 449,596.0 $4.7M 0.01% +200K +80.3% $10.51 +2.0%
602 LITE LUMENTUM HLDGS INC Technology 6,716.0 $4.7M 0.01% +2K +45.3% $702.76 +26.7%
603 MQY BLACKROCK MUNIYILD QULT FD I Financial Services 428,896.0 $4.7M 0.01% +193K +82.0% $10.98 +1.5%
604 FTCB FIRST TR EXCHANGE-TRADED FD 224,415.0 $4.7M 0.01% +223K +10000.0% $20.96 -1.0%
605 NSSC NAPCO SEC TECHNOLOGIES INC Industrials 118,793.0 $4.7M 0.01% +3K +2.6% $39.54 -9.4%
606 PAA PLAINS ALL AMERN PIPELINE L Energy 210,240.0 $4.7M 0.01% +24K +12.6% $22.33 +5.8%
607 NZF NUVEEN MUN CR INCOME FD Financial Services 384,691.0 $4.7M 0.01% +24K +6.6% $12.18 +1.1%
608 PR PERMIAN RESOURCES CORP Energy 219,295.0 $4.7M 0.01% +195K +811.3% $21.32 -0.5%
609 IDEV ISHARES TR 55,478.0 $4.6M 0.01% +4K +8.5% $83.57 +6.9%
610 WEC WEC ENERGY GROUP INC Utilities 40,024.0 $4.6M 0.01% +5K +13.9% $115.77 -3.7%
611 FQAL FIDELITY COVINGTON TRUST 63,519.0 $4.6M 0.01% +18K +39.7% $72.60 +10.3%
612 HSBC HSBC HLDGS PLC Financial Services 55,786.0 $4.6M 0.01% +14K +34.6% $82.49 +7.2%
613 SRLN SSGA ACTIVE ETF TR 113,743.0 $4.6M 0.01% +10K +9.4% $40.14 +0.9%
614 JFLX J P MORGAN EXCHANGE TRADED F 91,799.0 $4.6M 0.01% +7K +8.1% $49.67 +0.4%
615 GINN GOLDMAN SACHS ETF TR 66,555.0 $4.5M 0.01% +58K +725.7% $68.30 +12.6%
616 CRAK VANECK ETF TRUST 91,717.0 $4.5M 0.01% +92K +10000.0% $49.40 +0.1%
617 BRO BROWN & BROWN INC Financial Services 69,323.0 $4.5M 0.01% +7K +10.9% $65.21 -11.9%
618 SAP SAP SE Technology 26,361.0 $4.5M 0.01% +4K +18.9% $171.22 +4.4%
619 ETY EATON VANCE TAX-MANAGED DIVE Financial Services 323,630.0 $4.5M 0.01% +21K +6.9% $13.79 +7.3%
620 LGN LEGENCE CORP Industrials 78,821.0 $4.5M 0.01% +19K +32.6% $56.46 +42.4%
Page 31 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%