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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 27 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 SLP SIMULATIONS PLUS INC Healthcare 587,636.0 $6.9M 0.01% +30K +5.3% $11.82 +16.6%
522 MCO MOODYS CORP Financial Services 15,889.0 $6.9M 0.01% +2K +17.7% $436.29 +1.6%
523 LINE LINEAGE INC Real Estate 211,239.0 $6.9M 0.01% +53K +33.4% $32.76 +19.3%
524 SMMD ISHARES TR 89,459.0 $6.8M 0.01% +11K +14.1% $76.35 +9.6%
525 CRWV COREWEAVE INC Technology 88,106.0 $6.8M 0.01% +21K +32.2% $77.47 +33.9%
526 DTE DTE ENERGY CO Utilities 46,081.0 $6.7M 0.01% +17K +56.1% $146.22 -3.3%
527 GRNY TIDAL TRUST I 281,519.0 $6.7M 0.01% +119K +72.9% $23.87 +10.6%
528 AJG GALLAGHER ARTHUR J & CO Financial Services 30,773.0 $6.7M 0.01% +900.0 +3.0% $216.59 -6.1%
529 FMHI FIRST TR EXCH TRADED FD III 138,695.0 $6.6M 0.01% +10K +8.1% $47.54 +0.2%
530 PDBC INVESCO ACTVELY MNGD ETC FD 378,523.0 $6.6M 0.01% +187K +97.8% $17.32 +8.8%
531 EMBJ EMBRAER S.A. Industrials 110,253.0 $6.5M 0.01% +55K +98.8% $59.34 -5.0%
532 FJUN FIRST TR EXCHNG TRADED FD VI 115,598.0 $6.5M 0.01% +58K +100.3% $56.50 +5.2%
533 SPTI SPDR SERIES TRUST 226,688.0 $6.5M 0.01% +29K +14.6% $28.66 -1.8%
534 QQQM INVESCO EXCH TRADED FD TR II 27,215.0 $6.5M 0.01% +2K +6.7% $237.63 +21.6%
535 KBWB INVESCO EXCH TRADED FD TR II 81,530.0 $6.5M 0.01% +41K +100.6% $79.12 +5.6%
536 QGRO AMERICAN CENTY ETF TR 61,049.0 $6.4M 0.01% +1K +1.8% $105.03 +5.5%
537 CNQ CANADIAN NAT RES LTD MED TER Energy 131,027.0 $6.4M 0.01% +104K +382.9% $48.73 +0.5%
538 VTHR VANGUARD SCOTTSDALE FDS 22,189.0 $6.4M 0.01% +7K +45.0% $287.58 +12.0%
539 NEBIUS GROUP N.V. 61,139.0 $6.3M 0.01% +22K +54.9% $103.76
540 EFG ISHARES TR 56,847.0 $6.3M 0.01% +412.0 +0.7% $111.37 +6.0%
Page 27 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%