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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 23 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 NLR VANECK ETF TRUST 79,030.0 $10.5M 0.02% +14K +22.2% $133.19 -5.7%
442 DISV DIMENSIONAL ETF TRUST 264,756.0 $10.4M 0.02% +55K +26.4% $39.44 +5.8%
443 PLUS EPLUS INC Technology 137,967.0 $10.4M 0.02% +847.0 +0.6% $75.25 +8.5%
444 RFMZ RIVERNORTH FLEXIBLE MUNI INC Financial Services 811,452.0 $10.3M 0.02% +18K +2.3% $12.65 +3.1%
445 IWY ISHARES TR 41,164.0 $10.2M 0.02% +14K +54.0% $248.84 +16.6%
446 HYG ISHARES TR 128,613.0 $10.2M 0.02% +2K +1.9% $79.56 -0.2%
447 SCCO SOUTHERN COPPER CORP Basic Materials 59,259.0 $10.2M 0.02% +2K +3.8% $172.06 -1.0%
448 FSMB FIRST TR EXCH TRADED FD III 509,788.0 $10.2M 0.02% +32K +6.7% $19.96 -0.2%
449 PTNQ PACER FDS TR 139,257.0 $10.2M 0.02% +34K +32.2% $72.96 +15.4%
450 EXC EXELON CORP Utilities 204,119.0 $10.0M 0.02% +16K +8.3% $49.02 -9.0%
451 FMAR FIRST TR EXCHNG TRADED FD VI 206,118.0 $10.0M 0.02% +101K +96.7% $48.49 +6.4%
452 TRMB TRIMBLE INC Technology 152,131.0 $9.9M 0.02% +5K +3.1% $65.23 -15.2%
453 MLM MARTIN MARIETTA MATLS INC Basic Materials 16,770.0 $9.9M 0.02% +2K +16.6% $588.69 -8.6%
454 FEGE RBB FUND TRUST 210,032.0 $9.9M 0.02% +155K +279.5% $47.00 +5.9%
455 ESGD ISHARES TR 103,182.0 $9.9M 0.02% +6K +5.7% $95.62 +5.8%
456 TT TRANE TECHNOLOGIES PLC Industrials 23,286.0 $9.7M 0.02% +1K +4.5% $416.76 +8.7%
457 GCOW PACER FDS TR 209,247.0 $9.7M 0.02% +65K +44.9% $46.24 +0.9%
458 MGMT UNIFIED SER TR 213,707.0 $9.6M 0.02% +4K +2.1% $45.12 +3.1%
459 TRV TRAVELERS COMPANIES INC Financial Services 32,838.0 $9.6M 0.02% +2K +4.8% $291.69 +5.1%
460 SFLR INNOVATOR ETFS TRUST 268,650.0 $9.5M 0.02% +93K +53.3% $35.41 +6.8%
Page 23 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%