Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439

13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited

Page 125 of 127 · 2,532 positions

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
2481	STRW	STRAWBERRY FIELDS REIT INC	Real Estate	192.0	$2K	—	+153.0	+392.3%	$11.90	+11.3%
2482	INVA	INNOVIVA INC	Healthcare	98.0	$2K	—	+65.0	+197.0%	$23.31	-11.4%
2483	IMXI	INTERNATIONAL MONEY EXPRESS	Technology	144.0	$2K	—	+52.0	+56.5%	$15.81	-27.9%
2484	UNIT	UNITI GROUP LLC	Real Estate	240.0	$2K	—	+59.0	+32.6%	$9.38	-12.7%
2485	SGC	SUPERIOR GROUP OF CO INC	Consumer Cyclical	216.0	$2K	—	+173.0	+402.3%	$10.16	+29.6%
2486	HLIT	HARMONIC INC	Technology	240.0	$2K	—	+9.0	+3.9%	$8.98	+21.5%
2487	SGHT	SIGHT SCIENCES INC	Healthcare	564.0	$2K	—	+410.0	+266.2%	$3.77	+136.5%
2488	STBA	S & T BANCORP INC	Financial Services	50.0	$2K	—	+7.0	+16.3%	$41.82	+19.1%
2489	THFF	FIRST FINANCIAL CORPORATION	Financial Services	33.0	$2K	—	+15.0	+83.3%	$63.24	+18.6%
2490	PDS	PRECISION DRILLING CORP	Energy	21.0	$2K	—	+12.0	+133.3%	$98.38	-15.8%
2491	ACH	ACCENDRA HEALTH INC	Healthcare	892.0	$2K	—	+677.0	+314.9%	$2.28	-76.2%
2492	SGMO	SANGAMO THERAPEUTICS INC	Healthcare	7,900.0	$2K	—	+5K	+172.4%	$0.25	-70.0%
2493	CHCO	CITY HLDG CO	Financial Services	16.0	$2K	—	+5.0	+45.5%	$119.56	+19.9%
2494	AAT	AMERICAN ASSETS TR INC	Real Estate	103.0	$2K	—	+40.0	+63.5%	$18.42	+17.1%
2495	JYNT	JOINT CORP	Healthcare	202.0	$2K	—	+148.0	+274.1%	$8.85	-14.8%
2496	ICFI	ICF INTL INC	Industrials	27.0	$2K	—	+4.0	+17.4%	$65.30	+29.7%
2497	PD	PAGERDUTY INC	Technology	271.0	$2K	—	+205.0	+310.6%	$6.21	+151.9%
2498	—	CMB.TECH NV	—	133.0	$2K	—	+111.0	+504.6%	$12.65	—
2499	ONEW	ONEWATER MARINE INC	Consumer Cyclical	167.0	$2K	—	+121.0	+263.0%	$9.45	+4.3%
2500	ZIP	ZIPRECRUITER INC	Industrials	824.0	$2K	—	+547.0	+197.5%	$1.84	+92.7%

Page 125 of 127 · 2,532 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 27.6%

Financial Services 21.2%

Industrials 9.6%

Healthcare 8.9%

Consumer Cyclical 8.6%

Communication Services 7.3%

Energy 5.6%

Consumer Defensive 4.3%

Utilities 3.2%

Real Estate 2.1%