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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 120 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2381 ESPR ESPERION THERAPEUTICS INC NE Healthcare 2,611.0 $7K +2K +262.6% $2.74 +13.9%
2382 SSTK SHUTTERSTOCK INC Communication Services 428.0 $7K +356.0 +494.4% $16.63 -0.7%
2383 CTRN CITI TRENDS INC Consumer Cyclical 164.0 $7K +96.0 +141.2% $43.32 -4.4%
2384 CMPS COMPASS PATHWAYS PLC Healthcare 1,276.0 $7K +681.0 +114.5% $5.53 +91.0%
2385 BXC BLUELINX HLDGS INC Industrials 127.0 $7K +94.0 +284.9% $54.18 -2.6%
2386 SBLK STAR BULK CARRIERS CORP. Industrials 299.0 $7K +104.0 +53.3% $22.97 +15.2%
2387 PACB PACIFIC BIOSCIENCES CALIF IN Healthcare 5,198.0 $7K +4K +317.2% $1.32 -15.2%
2388 CLVT CLARIVATE PLC Technology 2,694.0 $7K +2K +307.6% $2.53 -0.8%
2389 BBNX BETA BIONICS INC Healthcare 673.0 $7K +630.0 +1465.1% $10.02 -6.2%
2390 CTBI COMMUNITY TR BANCORP INC Financial Services 110.0 $7K +1.0 +0.9% $61.07 +4.8%
2391 CSR CENTERSPACE Real Estate 116.0 $7K +82.0 +241.2% $57.45 +16.6%
2392 STRATA CRITICAL MEDICAL INC 1,584.0 $7K +2K +3068.0% $4.18
2393 ONITY GROUP INC 168.0 $7K +134.0 +394.1% $39.27
2394 CLNE CLEAN ENERGY FUELS CORP Energy 2,660.0 $7K +2K +326.3% $2.48 -17.7%
2395 LXEO LEXEO THERAPEUTICS INC Healthcare 1,141.0 $7K +441.0 +63.0% $5.74 -11.3%
2396 FREL FIDELITY COVINGTON TRUST 242.0 $7K +39.0 +19.2% $26.91 +7.2%
2397 DMO WESTERN ASSET MTG DEFINED OP Financial Services 603.0 $6K +280.0 +86.7% $10.76 +3.4%
2398 EPC EDGEWELL PERSONAL CARE CO Consumer Defensive 302.0 $6K +33.0 +12.3% $21.34 -25.4%
2399 ZUMZ ZUMIEZ INC Consumer Cyclical 288.0 $6K +230.0 +396.6% $22.16 +2.2%
2400 JLS NUVEEN MORTGAGE AND INCOME F Financial Services 351.0 $6K +122.0 +53.3% $18.13 +0.6%
Page 120 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%