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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 116 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2301 IIIV I3 VERTICALS INC Technology 489.0 $11K +37.0 +8.2% $22.36 -15.6%
2302 QNST QUINSTREET INC Communication Services 904.0 $11K +725.0 +405.0% $12.01 -6.1%
2303 CAL CALERES INC Consumer Cyclical 1,017.0 $11K +280.0 +38.0% $10.54 +4.1%
2304 MAN MANPOWERGROUP INC WIS Industrials 363.0 $11K +257.0 +242.4% $29.46 -11.8%
2305 CSTL CASTLE BIOSCIENCES INC Healthcare 433.0 $11K +346.0 +397.7% $24.55 -22.1%
2306 DH DEFINITIVE HEALTHCARE CORP Healthcare 8,634.0 $11K +6K +262.6% $1.23 -31.7%
2307 UNCY UNICYCIVE THERAPEUTICS INC Healthcare 1,600.0 $11K +1K +220.0% $6.58 +23.9%
2308 HRTG HERITAGE INSURANCE HLDGS INC Financial Services 398.0 $10K +319.0 +403.8% $26.25 -10.8%
2309 PGEN PRECIGEN INC Healthcare 2,697.0 $10K +2K +203.7% $3.87 +14.2%
2310 PDFS PDF SOLUTIONS INC Technology 318.0 $10K +253.0 +389.2% $32.71 +36.7%
2311 PRAA PRA GROUP INC Financial Services 591.0 $10K +457.0 +341.0% $17.50 -13.4%
2312 OMER OMEROS CORP Healthcare 975.0 $10K +780.0 +400.0% $10.56 +16.0%
2313 UPBOUND GROUP INC 569.0 $10K +436.0 +327.8% $18.07
2314 PAWZ PROSHARES TR 200.0 $10K +1.0 +0.5% $51.35 -9.6%
2315 VERX VERTEX INC Technology 862.0 $10K +206.0 +31.4% $11.89 +8.1%
2316 CENT CENTRAL GARDEN & PET CO Consumer Defensive 277.0 $10K +24.0 +9.5% $36.77 +4.9%
2317 TRTX TPG RE FIN TR INC Real Estate 1,302.0 $10K +1K +438.0% $7.81 +3.7%
2318 CRNC CERENCE INC Technology 1,607.0 $10K +1K +302.8% $6.31 +55.1%
2319 JACK JACK IN THE BOX INC Consumer Cyclical 1,047.0 $10K +819.0 +359.2% $9.67 +11.4%
2320 MOLECULIN BIOTECH INC 4,421.0 $10K +4K +1928.0% $2.29
Page 116 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%