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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 112 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2221 STOK STOKE THERAPEUTICS INC Healthcare 481.0 $16K +383.0 +390.8% $32.56 -10.8%
2222 CNDT CONDUENT INC Technology 12,203.0 $16K +658.0 +5.7% $1.28 +21.1%
2223 CCSI CONSENSUS CLOUD SOLUTIONS IN Technology 657.0 $16K +529.0 +413.3% $23.74 +16.4%
2224 ANIK ANIKA THERAPEUTICS INC Healthcare 1,072.0 $16K +858.0 +400.9% $14.50 +2.2%
2225 IVT INVENTRUST PPTYS CORP Real Estate 508.0 $15K +54.0 +11.9% $30.46 +4.3%
2226 COFS CHOICEONE FINANCIA Financial Services 550.0 $15K +340.0 +161.9% $28.12 +9.7%
2227 METALLUS INC 946.0 $15K +777.0 +459.8% $16.34
2228 TBPH THERAVANCE BIOPHARMA INC Healthcare 950.0 $15K +709.0 +294.2% $16.23 +0.2%
2229 ORGO ORGANOGENESIS HLDGS INC Healthcare 6,487.0 $15K +5K +398.6% $2.37 +4.6%
2230 ABM ABM INDS INC Industrials 398.0 $15K +68.0 +20.6% $38.59 +0.8%
2231 SG SWEETGREEN INC Consumer Cyclical 2,933.0 $15K +2K +464.0% $5.19 +66.7%
2232 BSL BLACKSTONE SENI FLTN RAT 202 Financial Services 1,175.0 $15K +25.0 +2.2% $12.95 +1.4%
2233 RES RPC INC Energy 2,144.0 $15K +2K +422.9% $7.08 -0.3%
2234 OCCIDENTAL PETE CORP 353.0 $15K +261.0 +283.7% $42.90
2235 NEWSMAX INC 2,895.0 $15K +1K +75.5% $5.22
2236 RNGR RANGER ENERGY SVCS INC Energy 878.0 $15K +703.0 +401.7% $17.14 -1.8%
2237 MLYS MINERALYS THERAPEUTICS INC Healthcare 555.0 $15K +421.0 +314.2% $27.09 -2.6%
2238 DIV GLOBAL X FDS 788.0 $15K +12.0 +1.6% $18.92 +2.0%
2239 MIST MILESTONE PHARMACEUTICALS IN Healthcare 12,500.0 $15K +11K +635.3% $1.19 +20.2%
2240 INGRAM MICRO HLDG CORP 638.0 $15K +360.0 +129.5% $23.31
Page 112 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%