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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 111 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2201 VRE VERIS RESIDENTIAL INC Real Estate 906.0 $17K +523.0 +136.6% $18.87 +0.6%
2202 VTOL BRISTOW GROUP INC Energy 363.0 $17K +289.0 +390.5% $46.89 -9.4%
2203 NOMD NOMAD FOODS LTD Consumer Defensive 1,769.0 $17K +732.0 +70.6% $9.61 +6.5%
2204 PRCH PORCH GROUP INC Technology 2,369.0 $17K +1K +95.3% $7.17 +39.0%
2205 HAFN HAFNIA LTD Industrials 2,207.0 $17K +57.0 +2.6% $7.60 +16.7%
2206 PDSB PDS BIOTECHNOLOGY CORP Healthcare 27,664.0 $17K +2K +7.8% $0.61 +65.3%
2207 MKTX MARKETAXESS HLDGS INC Financial Services 100.0 $17K +12.0 +13.6% $165.95 -15.0%
2208 NXDT NEXPOINT DIVERSIFIED REL ET Financial Services 3,533.0 $16K +3K +270.7% $4.67 +5.1%
2209 WVE WAVE LIFE SCIENCES LTD Healthcare 2,266.0 $16K +1K +163.2% $7.25 -11.7%
2210 ALNT ALLIENT INC Technology 278.0 $16K +222.0 +396.4% $59.09 +3.2%
2211 ADUS ADDUS HOMECARE CORP Healthcare 175.0 $16K +135.0 +337.5% $93.65 -1.1%
2212 CLPT CLEARPOINT NEURO INC Healthcare 1,800.0 $16K +300.0 +20.0% $9.10 +22.7%
2213 DFP FLAHERTY & CRUMRINE DYNAMIC Financial Services 814.0 $16K +741.0 +1015.1% $20.09 +0.9%
2214 PTLO PORTILLOS INC Consumer Cyclical 3,050.0 $16K +2K +183.7% $5.29 -25.7%
2215 TYRA TYRA BIOSCIENCES INC Healthcare 421.0 $16K +337.0 +401.2% $38.30 -6.9%
2216 HFWA HERITAGE FINL CORP WASH Financial Services 620.0 $16K +13.0 +2.1% $26.00 +2.4%
2217 KNGZ FIRST TR EXCHANGE TRADED FD 439.0 $16K +16.0 +3.8% $36.08 +7.7%
2218 MHO M/I HOMES INC Consumer Cyclical 129.0 $16K +19.0 +17.3% $122.46 +1.2%
2219 GCI LIBERTY INC 428.0 $16K +304.0 +245.2% $36.85
2220 NWL NEWELL BRANDS INC Consumer Defensive 4,581.0 $16K +1K +33.6% $3.43 +6.4%
Page 111 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%