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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 11 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 CARR CARRIER GLOBAL CORPORATION Industrials 646,100.0 $36.4M 0.07% +37K +6.0% $56.31 +14.6%
202 OKE ONEOK INC NEW Energy 401,694.0 $36.3M 0.06% +6K +1.5% $90.39 +2.1%
203 PGR PROGRESSIVE CORP Financial Services 179,590.0 $35.6M 0.06% +2K +1.2% $198.24 +0.8%
204 GBDC GOLUB CAP BDC INC Financial Services 2,802,868.0 $35.5M 0.06% +492K +21.3% $12.66 +3.2%
205 DUK DUKE ENERGY CORP NEW Utilities 270,288.0 $35.4M 0.06% +37K +16.0% $130.94 -7.6%
206 CTAS CINTAS CORP Industrials 206,795.0 $35.0M 0.06% +1K +0.6% $169.14 -0.5%
207 SHY ISHARES TR 423,090.0 $34.9M 0.06% +21K +5.2% $82.57 -0.6%
208 ACWI ISHARES TR 252,281.0 $34.9M 0.06% +58K +29.6% $138.37 +11.5%
209 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 56,520.0 $34.9M 0.06% +3K +5.9% $616.76 +6.7%
210 ROKU ROKU INC Communication Services 367,552.0 $34.8M 0.06% +81K +28.2% $94.62 +31.1%
211 EWJ ISHARES INC 409,763.0 $34.6M 0.06% +11K +2.7% $84.44 +7.7%
212 ECL ECOLAB INC Basic Materials 128,804.0 $34.3M 0.06% +1K +1.1% $266.02 -6.9%
213 BHP BHP BILLITON LIMITED Basic Materials 469,018.0 $34.1M 0.06% +51K +12.2% $72.74 +15.5%
214 IGSB ISHARES TR 647,210.0 $34.0M 0.06% +23K +3.7% $52.56 -0.6%
215 OGS ONE GAS INC Utilities 391,067.0 $33.7M 0.06% +16K +4.4% $86.13 -4.4%
216 MO ALTRIA GROUP INC Consumer Defensive 509,094.0 $33.6M 0.06% +20K +4.2% $65.99 +10.8%
217 TIP ISHARES TR 301,923.0 $33.3M 0.06% +24K +8.8% $110.36 +0.1%
218 SUB ISHARES TR 308,233.0 $32.8M 0.06% +15K +5.2% $106.50 -0.3%
219 AIRR FIRST TR EXCHANGE TRADED FD 295,214.0 $32.7M 0.06% +21K +7.7% $110.78 +12.8%
220 PYPL PAYPAL HLDGS INC Financial Services 718,849.0 $32.5M 0.06% +199K +38.1% $45.23 -1.8%
Page 11 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%