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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 107 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2121 FRME FIRST MERCHANTS CORP Financial Services 650.0 $25K +348.0 +115.2% $38.74 +3.2%
2122 ACADIAN ASSET MANAGEMENT INC 458.0 $25K +325.0 +244.4% $54.42
2123 MYE MYERS INDS INC Consumer Cyclical 1,176.0 $25K +595.0 +102.4% $21.18 +4.2%
2124 CCS CENTURY COMMUNITIES INC Consumer Cyclical 434.0 $25K +253.0 +139.8% $57.38 -13.5%
2125 CERS CERUS CORP Healthcare 13,571.0 $25K +1K +8.0% $1.82 +45.9%
2126 BHF BRIGHTHOUSE FINL INC Financial Services 411.0 $25K +155.0 +60.5% $59.88 +4.5%
2127 HAMILTON INSURANCE GROUP LTD 818.0 $24K +654.0 +398.8% $29.83
2128 ON24 INC 3,010.0 $24K +2K +397.5% $8.10
2129 WRBY WARBY PARKER INC Healthcare 1,152.0 $24K +466.0 +67.9% $21.07 +15.6%
2130 BKU BANKUNITED INC Financial Services 534.0 $24K +20.0 +3.9% $45.20 +2.2%
2131 ROCK GIBRALTAR INDS INC Industrials 605.0 $24K +484.0 +400.0% $39.87 -13.0%
2132 NAUT NAUTILUS BIOTECHNOLOGY INC Healthcare 6,200.0 $24K +1K +24.0% $3.88 -39.4%
2133 VTN INVESCO TR INVT GRADE NEW YO Financial Services 2,172.0 $24K +40.0 +1.9% $10.94 -2.9%
2134 FULT FULTON FINL CORP PA Financial Services 1,161.0 $24K +267.0 +29.9% $20.36 +4.7%
2135 PENG PENGUIN SOLUTIONS INC Technology 1,332.0 $23K +391.0 +41.5% $17.60 +168.4%
2136 CTLP CANTALOUPE INC Technology 2,145.0 $23K +1K +205.1% $10.81 +3.6%
2137 MITT TPG MTG INVTS TR INC Real Estate 3,165.0 $23K +2K +117.5% $7.31 +1.7%
2138 EWTX EDGEWISE THERAPEUTICS INC Healthcare 732.0 $23K +550.0 +302.2% $31.50 +3.9%
2139 CERT CERTARA INC Healthcare 4,036.0 $23K +3K +213.6% $5.70 -19.4%
2140 ILPT INDUSTRIAL LOGISTICS PPTYS T Real Estate 4,043.0 $23K +3K +398.5% $5.68 +49.1%
Page 107 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%