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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 102 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2021 PCTY PAYLOCITY HLDG CORP Technology 347.0 $37K +282.0 +433.9% $108.04 +4.8%
2022 NATL NCR ATLEOS CORPORATION Technology 859.0 $37K +222.0 +34.9% $43.58 +2.0%
2023 ALGT ALLEGIANT TRAVEL CO Industrials 461.0 $37K +253.0 +121.6% $81.04 -4.9%
2024 SMRT SMARTRENT INC Technology 24,744.0 $37K +20K +398.5% $1.50 -23.3%
2025 ASGN ASGN INC Technology 952.0 $37K +267.0 +39.0% $38.71 -50.7%
2026 EAD ALLSPRING INCOME OPPORTUNIT Financial Services 5,669.0 $37K +387.0 +7.3% $6.48 +0.6%
2027 ECG EVERUS CONSTR GROUP Industrials 311.0 $37K +196.0 +170.4% $118.06 +23.9%
2028 CLDX CELLDEX THERAPEUTICS INC NEW Healthcare 1,151.0 $37K +921.0 +400.4% $31.72 -5.0%
2029 HTO H2O AMERICA Utilities 618.0 $36K +10.0 +1.6% $58.67 -4.0%
2030 ETB EATON VANCE TAX MNGED BUY WR Financial Services 2,503.0 $36K +21.0 +0.8% $14.42 +6.1%
2031 DRH DIAMONDROCK HOSPITALITY CO Real Estate 3,792.0 $36K +3K +400.3% $9.37 +12.2%
2032 KWR QUAKER HOUGHTON Basic Materials 285.0 $35K +116.0 +68.6% $124.31 +7.8%
2033 RLTY COHEN & STEERS REAL ESTATE O Financial Services 2,434.0 $35K +120.0 +5.2% $14.54 +8.0%
2034 GOSS GOSSAMER BIO INC Healthcare 107,615.0 $35K +47K +76.8% $0.33 -34.5%
2035 APEI AMERICAN PUB ED INC Consumer Defensive 617.0 $35K +264.0 +74.8% $56.88 -6.9%
2036 RBB RBB BANCORP Financial Services 1,637.0 $35K +2K +2628.3% $21.37 +9.1%
2037 PCRX PACIRA BIOSCIENCES INC Healthcare 1,543.0 $35K +655.0 +73.8% $22.60 -1.3%
2038 IBEX IBEX LTD Technology 1,290.0 $35K +1K +398.1% $26.82 +15.9%
2039 NUVL NUVALENT INC Healthcare 336.0 $34K +271.0 +416.9% $102.45 -1.4%
2040 EMNT PIMCO ETF TR 347.0 $34K +3.0 +0.9% $99.01 -0.2%
Page 102 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%