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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 101 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2001 SKT TANGER INC Real Estate 1,181.0 $40K +766.0 +184.6% $34.00 +4.2%
2002 WS WORTHINGTON STL INC Basic Materials 1,320.0 $40K +570.0 +76.0% $30.35 +25.9%
2003 TENAX THERAPEUTICS INC 2,501.0 $40K +2K +10000.0% $15.99
2004 AZTA AZENTA INC Healthcare 1,880.0 $40K +488.0 +35.1% $21.13 -9.4%
2005 SANA SANA BIOTECHNOLOGY INC Healthcare 13,765.0 $40K +4K +43.6% $2.88 +7.1%
2006 PRGO PERRIGO CO PLC Healthcare 3,681.0 $40K +2K +182.3% $10.74 +1.7%
2007 FMS FRESENIUS MEDICAL CARE AG Healthcare 1,750.0 $39K +860.0 +96.6% $22.56 -1.1%
2008 FTRE FORTREA HLDGS INC Healthcare 4,176.0 $39K +2K +67.8% $9.42 +40.9%
2009 EFSC ENTERPRISE FINL SVCS CORP Financial Services 725.0 $39K +351.0 +93.8% $54.11 +11.0%
2010 DBX DROPBOX INC Technology 1,726.0 $39K +1K +387.6% $22.72 +19.9%
2011 DSGN DESIGN THERAPEUTICS INC Healthcare 3,684.0 $39K +3K +399.2% $10.64 +1.9%
2012 KLARNA GROUP PLC 2,992.0 $39K +2K +310.4% $13.09
2013 FISI FINANCIAL INSTITUTIONS INC Financial Services 1,233.0 $39K +986.0 +399.2% $31.71 +9.8%
2014 GSHD GOOSEHEAD INS INC Financial Services 914.0 $39K +154.0 +20.3% $42.70 -3.7%
2015 ADAMM ADAMAS TRUST INC. Financial Services 5,286.0 $39K +4K +225.5% $7.36 +246.5%
2016 HOG HARLEY DAVIDSON INC Consumer Cyclical 1,891.0 $38K +796.0 +72.7% $20.23 +12.0%
2017 PRLB PROTO LABS INC Industrials 668.0 $38K +427.0 +177.2% $57.02 +20.2%
2018 ENVIRI CORP 1,941.0 $38K +59.0 +3.1% $19.62
2019 KMT KENNAMETAL INC Industrials 1,044.0 $38K +45.0 +4.5% $36.16 -2.7%
2020 WT WISDOMTREE INC Financial Services 2,589.0 $38K +2K +449.7% $14.56 +30.2%
Page 101 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%