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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 100 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1981 OXM OXFORD INDS INC Consumer Cyclical 1,121.0 $43K +463.0 +70.4% $38.51 +1.3%
1982 GNE GENIE ENERGY LTD Utilities 3,024.0 $43K +2K +399.0% $14.14 -2.0%
1983 LGIH LGI HOMES INC Consumer Cyclical 1,081.0 $43K +207.0 +23.7% $39.53 +16.9%
1984 PLMR PALOMAR HLDGS INC Financial Services 355.0 $42K +61.0 +20.8% $119.50 -3.1%
1985 ALV AUTOLIV INC Consumer Cyclical 403.0 $42K +181.0 +81.5% $105.16 +14.3%
1986 AMCX AMC NETWORKS INC Communication Services 6,232.0 $42K +5K +373.6% $6.79 +32.5%
1987 RYZ RYERSON HLDG CORP Consumer Defensive 1,880.0 $42K +687.0 +57.6% $22.48 +11.7%
1988 PRNT ARK ETF TR 2,060.0 $42K +292.0 +16.5% $20.44 +19.6%
1989 GERN GERON CORP Healthcare 27,996.0 $42K +17K +164.8% $1.49 -15.4%
1990 ASH ASHLAND INC Basic Materials 749.0 $42K +441.0 +143.2% $55.63 +1.1%
1991 NANR SPDR INDEX SHS FDS 495.0 $42K +287.0 +138.0% $84.14 -2.2%
1992 AMN AMN HEALTHCARE SVCS INC Healthcare 2,268.0 $42K +1K +125.0% $18.34 +39.9%
1993 DAPP VANECK ETF TRUST 2,770.0 $41K +658.0 +31.2% $14.92 +44.3%
1994 ADX ADAMS DIVERSIFIED EQUITY FD Financial Services 1,883.0 $41K +2K +481.2% $21.89 +13.6%
1995 PUBM PUBMATIC INC Technology 5,034.0 $41K +4K +280.5% $8.18 +20.8%
1996 HBNC HORIZON BANCORP IND Financial Services 2,477.0 $41K +2K +381.9% $16.57 +11.2%
1997 SAM BOSTON BEER INC Consumer Defensive 177.0 $41K +23.0 +14.9% $230.40 -20.4%
1998 UAMY UNITED STATES ANTIMONY CORP Basic Materials 4,642.0 $41K +4K +364.2% $8.73 -4.6%
1999 GLOB GLOBANT S A Technology 877.0 $40K +404.0 +85.4% $46.11 -11.9%
2000 JMTG J P MORGAN EXCHANGE TRADED F 791.0 $40K +536.0 +210.2% $51.00 -1.3%
Page 100 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%