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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 10 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 BMY BRISTOL-MYERS SQUIBB CO Healthcare 700,668.0 $42.5M 0.07% +23K +3.4% $60.65 -4.7%
182 DAL DELTA AIR LINES INC Industrials 634,205.0 $42.2M 0.07% +102K +19.1% $66.48 +7.8%
183 GD GENERAL DYNAMICS CORP Industrials 120,372.0 $41.3M 0.07% +14K +13.3% $343.22 -2.1%
184 ARCC ARES CAPITAL CORP Financial Services 2,290,796.0 $41.3M 0.07% +39K +1.8% $18.02 +4.1%
185 QCOM QUALCOMM INC Technology 319,886.0 $41.2M 0.07% +6K +1.9% $128.78 +61.9%
186 VPU VANGUARD WORLD FD 206,532.0 $40.9M 0.07% +3K +1.6% $198.14 -3.6%
187 SPGI S&P GLOBAL INC Financial Services 95,710.0 $40.7M 0.07% +15K +17.9% $425.35 -4.4%
188 CGDV CAPITAL GROUP DIVIDEND VALUE 949,731.0 $40.4M 0.07% +89K +10.4% $42.54 +12.0%
189 BMI BADGER METER INC Technology 261,692.0 $39.9M 0.07% +49K +23.3% $152.35 -23.8%
190 VMBS VANGUARD SCOTTSDALE FDS 840,772.0 $39.5M 0.07% +255K +43.6% $46.95 -1.2%
191 RDNT RADNET INC Healthcare 703,116.0 $39.3M 0.07% +71K +11.2% $55.89 -7.0%
192 VV VANGUARD INDEX FDS 131,162.0 $39.2M 0.07% +40K +43.9% $298.85 +13.6%
193 IUS INVESCO EXCH TRD SLF IDX FD 675,441.0 $39.1M 0.07% +4K +0.6% $57.91 +10.8%
194 SDY SPDR SERIES TRUST 267,702.0 $39.1M 0.07% +9K +3.6% $145.94 +0.5%
195 IWN ISHARES TR 199,558.0 $37.8M 0.07% +5K +2.4% $189.59 +9.0%
196 MTUM ISHARES TR 157,268.0 $37.7M 0.07% +2K +1.4% $239.99 +25.0%
197 AVDE AMERICAN CENTY ETF TR 435,690.0 $37.0M 0.07% +11K +2.6% $84.84 +6.0%
198 BLOCK INC 607,348.0 $36.6M 0.07% +71K +13.2% $60.18
199 DSI ISHARES TR 300,562.0 $36.4M 0.07% +3K +1.2% $121.19 +16.3%
200 MGC VANGUARD WORLD FD 153,969.0 $36.4M 0.07% +3K +1.8% $236.35 +15.2%
Page 10 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%