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Portfolio (Quarterly) Guide ↗

Prime Capital Investment Advisors, LLC

· CIK 0001731446
13F Portfolio $8.0B AUM Filed Nov 5, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1033 New
Page 7 of 52  ·  1,033 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 IGIB ISHARES TR ISHS 5-10YR INVT 204,409.0 $11.1M 0.14% NEW $54.09 -2.5%
122 IBM INTERNATIONAL BUSINESS MACHS COM Technology 38,178.0 $10.8M 0.14% NEW $282.16 -22.6%
123 SCHB SCHWAB STRATEGIC TR US BRD MKT ETF 412,663.0 $10.6M 0.13% NEW $25.71 +10.5%
124 JPEM J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 179,311.0 $10.6M 0.13% NEW $59.00 +8.7%
125 AMLP ALPS ETF TR ALERIAN MLP 224,480.0 $10.5M 0.13% NEW $46.93 +15.2%
126 IVW ISHARES TR S&P 500 GRWT ETF 87,243.0 $10.5M 0.13% NEW $120.72 +13.3%
127 GS GOLDMAN SACHS GROUP INC COM Financial Services 13,119.0 $10.4M 0.13% NEW $796.37 +21.7%
128 BAC BANK AMERICA CORP COM Financial Services 201,952.0 $10.4M 0.13% NEW $51.59 -3.5%
129 KO COCA COLA CO COM Consumer Defensive 146,564.0 $9.7M 0.12% NEW $66.32 +21.3%
130 IYW ISHARES TR U.S. TECH ETF 48,478.0 $9.5M 0.12% NEW $195.86 +21.9%
131 SMIG ETF SER SOLUTIONS BAHL GAYNOR SML 316,849.0 $9.4M 0.12% NEW $29.62 +5.1%
132 UNH UNITEDHEALTH GROUP INC COM Healthcare 27,028.0 $9.3M 0.12% NEW $345.31 +15.6%
133 HON HONEYWELL INTL INC COM Industrials 44,091.0 $9.3M 0.12% NEW $210.50 +3.4%
134 XLP SELECT SECTOR SPDR TR SBI CONS STPLS 118,271.0 $9.3M 0.12% NEW $78.37 +8.0%
135 IJH ISHARES TR CORE S&P MCP ETF 140,308.0 $9.2M 0.12% NEW $65.26 +10.7%
136 FBND FIDELITY MERRIMACK STR TR TOTAL BD ETF 197,157.0 $9.1M 0.11% NEW $46.24 -2.2%
137 XLU SELECT SECTOR SPDR TR SBI INT-UTILS 104,413.0 $9.1M 0.11% NEW $87.21 -49.7%
138 IQDG WISDOMTREE TR INTL QULTY DIV 223,215.0 $8.9M 0.11% NEW $39.88 +4.3%
139 GLD SPDR GOLD TR GOLD SHS Financial Services 24,985.0 $8.9M 0.11% NEW $355.47 +20.2%
140 PPH VANECK ETF TRUST PHARMACEUTCL ETF 96,865.0 $8.8M 0.11% NEW $90.36 +11.6%
Page 7 of 52  ·  1,033 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 34.7%
Financial Services 19.5%
Consumer Cyclical 9.7%
Industrials 8.4%
Communication Services 7.7%
Healthcare 6.8%
Consumer Defensive 5.8%
Energy 3.9%
Utilities 2.0%
Real Estate 0.9%